The Proto-Freelance Modelers "How long ago a flag fell does not matter as long as there are railfans and <-- RockyCrater.org :: Home :: 1948 Atlas :: Posters :: Prototype Data :: Facebook Page :: Links |
[Code of Federal Regulations] [Title 49, Volume 4] [Revised as of October 1, 2003] [CITE: 49CFR236] [Page 499-534] TITLE 49--TRANSPORTATION CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF TRANSPORTATION PART 236--RULES, STANDARDS, AND INSTRUCTIONS GOVERNING THE INSTALLATION, INSPECTION, MAINTENANCE, AND REPAIR OF SIGNAL AND TRAIN CONTROL SYSTEMS, DEVICES, AND APPLIANCES Sec. 236.0 Applicability, minimum requirements, and civil penalties. Subpart A--Rules and Instructions: All Systems General 236.1 Plans, where kept. 236.2 Grounds. 236.3 Locking of signal apparatus housings. 236.4 Interference with normal functioning of device. 236.5 Design of control circuits on closed circuit principle. 236.6 Hand-operated switch equipped with switch circuit controller. 236.7 Circuit controller operated by switch-and-lock movement. 236.8 Operating characteristics of electromagnetic, electronic, or electrical apparatus. 236.9 Selection of circuits through indicating or annunciating instruments. 236.10 Electric locks, force drop type; where required. 236.11 Adjustment, repair, or replacement of component. 236.12 Spring switch signal protection; where required. 236.13 Spring switch; selection of signal control circuits through circuit controller. 236.14 Spring switch signal protection; requirements. 236.15 Timetable instructions. 236.16 Electric lock, main track releasing circuit. 236.17 Pipe for operating connections, requirements. Roadway Signals and Cab Signals 236.21 Location of roadway signals. 236.22 Semaphore signal arm; clearance to other objects. 236.23 Aspects and indications. 236.24 Spacing of roadway signals. 236.25 [Reserved] 236.26 Buffing device, maintenance. [[Page 500]] Track Circuits 236.51 Track circuit requirements. 236.52 Relayed cut-section. 236.53 Track circuit feed at grade crossing. 236.54 Minimum length of track circuit. 236.55 Dead section; maximum length. 236.56 Shunting sensitivity. 236.57 Shunt and fouling wires. 236.58 Turnout, fouling section. 236.59 Insulated rail joints. 236.60 Switch shunting circuit; use restricted. Wires and Cables 236.71 Signal wires on pole line and aerial cable. 236.72 [Reserved] 236.73 Open-wire transmission line; clearance to other circuits. 236.74 Protection of insulated wire; splice in underground wire. 236.75 [Reserved] 236.76 Tagging of wires and interference of wires or tags with signal apparatus. Inspections and Tests; All Systems 236.101 Purpose of inspection and tests; removal from service of relay or device failing to meet test requirements. 236.102 Semaphore or searchlight signal mechanism. 236.103 Switch circuit controller or point detector. 236.104 Shunt fouling circuit. 236.105 Electric lock. 236.106 Relays. 236.107 Ground tests. 236.108 Insulation resistance tests, wires in trunking and cables. 236.109 Time releases, timing relays and timing devices. 236.110 Results of tests. Subpart B--Automatic Block Signal Systems Standards 236.201 Track-circuit control of signals. 236.202 Signal governing movements over hand-operated switch. 236.203 Hand operated crossover between main tracks; protection. 236.204 Track signaled for movements in both directions, requirements. 236.205 Signal control circuits; requirements. 236.206 Battery or power supply with respect to relay; location. 236.207 Electric lock on hand-operated switch; control. Subpart C--Interlocking Standards 236.301 Where signals shall be provided. 236.302 Track circuits and route locking. 236.303 Control circuits for signals, selection through circuit controller operated by switch points or by switch locking mechanism. 236.304 Mechanical locking or same protection effected by circuits. 236.305 Approach or time locking. 236.306 Facing point lock or switch-and-lock movement. 236.307 Indication locking. 236.308 Mechanical or electric locking or electric circuits; requisites. 236.309 Loss of shunt protection; where required. 236.310 Signal governing approach to home signal. 236.311 Signal control circuits, selection through track relays or devices functioning as track relays and through signal mechanism contacts and time releases at automatic interlocking. 236.312 Movable bridge, interlocking of signal appliances with bridge devices. 236.313 [Reserved] 236.314 Electric lock for hand-operated switch or derail. Rules and Instructions 236.326 Mechanical locking removed or disarranged; requirement for permitting train movements through interlocking. 236.327 Switch, movable-point frog or split-point derail. 236.328 Plunger of facing-point lock. 236.329 Bolt lock. 236.330 Locking dog of switch-and-lock movement. 236.331-236.333 [Reserved] 236.334 Point detector. 236.335 Dogs, stops and trunnions of mechanical locking. 236.336 Locking bed. 236.337 Locking faces of mechanical locking; fit. 236.338 Mechanical locking required in accordance with locking sheet and dog chart. 236.339 Mechanical locking; maintenance requirements. 236.340 Electromechanical interlocking machine; locking between electrical and mechanical levers. 236.341 Latch shoes, rocker links, and quandrants. 236.342 Switch circuit controller. Inspection and Tests 236.376 Mechanical locking. 236.377 Approach locking. 236.378 Time locking. 236.379 Route locking. 236.380 Indication locking. 236.381 Traffic locking. 236.382 Switch obstruction test. 236.383 Valve locks, valves, and valve magnets. [[Page 501]] 236.384 Cross protection. 236.385 [Reserved] 236.386 Restoring feature on power switches. 236.387 Movable bridge locking. Subpart D--Traffic Control Systems Standards 236.401 Automatic block signal system and interlocking standards applicable to traffic control systems. 236.402 Signals controlled by track circuits and control operator. 236.403 Signals at controlled point. 236.404 Signals at adjacent control points. 236.405 Track signaled for movements in both directions, change of direction of traffic. 236.406 [Reserved] 236.407 Approach or time locking; where required. 236.408 Route locking. 236.409 [Reserved] 236.410 Locking, hand-operated switch; requirements. Rules and Instructions 236.426 Interlocking rules and instructions applicable to traffic control systems. Inspection and Tests 236.476 Interlocking inspections and tests applicable to traffic control systems. Subpart E--Automatic Train Stop, Train Control and Cab Signal Systems Standards 236.501 Forestalling device and speed control. 236.502 Automatic brake application, initiation by restrictive block conditions stopping distance in advance. 236.503 Automatic brake application; initiation when predetermined rate of speed exceeded. 236.504 Operation interconnected with automatic block-signal system. 236.505 Proper operative relation between parts along roadway and parts on locomotive. 236.506 Release of brakes after automatic application. 236.507 Brake application; full service. 236.508 Interference with application of brakes by means of brake valve. 236.509 Two or more locomotives coupled. 236.510 [Reserved] 236.511 Cab signals controlled in accordance with block conditions stopping distance in advance. 236.512 Cab signal indication when locomotive enters block where restrictive conditions obtain. 236.513 Audible indicator. 236.514 Interconnection of cab signal system with roadway signal system. 236.515 Visibility of cab signals. 236.516 Power supply. Rules and Instructions; Roadway 236.526 Roadway element not functioning properly. 236.527 Roadway element insulation resistance. 236.528 Restrictive condition resulting from open hand-operated switch; requirement. 236.529 Roadway element inductor; height and distance from rail. 236.530 [Reserved] 236.531 Trip arm; height and distance from rail. 236.532 Strap iron inductor; use restricted. 236.533 [Reserved] 236.534 Entrance to equipped territory; requirements. Rules and Instructions; Locomotives 236.551 Power supply voltage; requirement. 236.552 Insulation resistance; requirement. 236.553 Seal, where required. 236.554 Rate of pressure reduction; equalizing reservoir or brake pipe. 236.555 Repaired or rewound receiver coil. 236.556 Adjustment of relay. 236.557 Receiver; location with respect to rail. 236.558-236.559 [Reserved] 236.560 Contact element, mechanical trip type; location with respect to rail. 236.561 [Reserved] 236.562 Minimum rail current required. 236.563 Delay time. 236.564 Acknowledging time. 236.565 Provision made for preventing operation of pneumatic break- applying apparatus by double-heading cock; requirement. 236.566 Locomotive of each train operating in train stop, train control or cab signal territory; equipped. 236.567 Restrictions imposed when device fails and/or is cut out en route. 236.568 Difference between speeds authorized by roadway signal and cab signal; action required. Inspection and Tests; Roadway 236.576 Roadway element. 236.577 Test, acknowledgement, and cut-in circuits. Inspection and Tests; Locomotive 236.586 Daily or after trip test. 236.587 Departure test. 236.588 Periodic test. 236.589 Relays. [[Page 502]] 236.590 Pneumatic apparatus. Subpart F--Dragging Equipment and Slide Detectors and Other Similar Protective Devices Standards 236.601 Signals controlled by devices; location. Subpart G--Definitions 236.700 Definitions. 236.701 Application, brake; full service. 236.702 Arm, semaphore. 236.703 Aspect. 236.704 [Reserved] 236.705 Bar, locking. 236.706 Bed, locking. 236.707 Blade, semaphore. 236.708 Block. 236.709 Block, absolute. 236.710 Block, latch. 236.711 Bond, rail joint. 236.712 Brake pipe. 236.713 Bridge, movable. 236.714 Cab. 236.715-236.716 [Reserved] 236.717 Characteristics, operating. 236.718 Chart, dog. 236.719 Circuit, acknowledgment. 236.720 Circuit, common return. 236.721 Circuit, control. 236.722 Circuit, cut-in. 236.723 Circuit, double wire; line. 236.724 Circuit, shunt fouling. 236.725 Circuit, switch shunting. 236.726 Circuit, track. 236.727 Circuit, track; coded. 236.728 Circuit, trap. 236.729 Cock, double heading. 236.730 Coil, receiver. 236.731 Controller, circuit. 236.732 Controller, circuit; switch. 236.733 Current, foreign. 236.734 Current of traffic. 236.735 Current, leakage. 236.736 Cut-section. 236.737 Cut-section, relayed. 236.738 Detector, point. 236.739 Device, acknowledging. 236.740 Device, reset. 236.741 Distance, stopping. 236.742 Dog, locking. 236.743 Dog, swing. 236.744 Element, roadway. 236.745 Face, locking. 236.746 Feature, restoring. 236.747 Forestall. 236.748 [Reserved] 236.749 Indication. 236.750 Interlocking, automatic. 236.751 Interlocking, manual. 236.752 Joint, rail, insulated. 236.753 Limits, interlocking. 236.754 Line, open wire. 236.755 Link, rocker. 236.756 Lock, bolt. 236.757 Lock, electric. 236.758 Lock, electric, forced drop. 236.759 Lock, facing point. 236.760 Locking, approach. 236.761 Locking, electric. 236.762 Locking, indication. 236.763 Locking, latch operated. 236.764 Locking, lever operated. 236.765 Locking, mechanical. 236.766 Locking, movable bridge. 236.767 Locking, route. 236.768 Locking, time. 236.769 Locking, traffic. 236.770 Locomotive. 236.771 Machine, control. 236.772 Machine, interlocking. 236.773 Movements, conflicting. 236.774 Movement, facing. 236.775 Movement, switch-and-lock. 236.776 Movement, trailing. 236.777 Operator, control. 236.778 Piece, driving. 236.779 Plate, top. 236.780 Plunger, facing point lock. 236.781 [Reserved] 236.782 Point, controlled. 236.783 Point, stop-indication. 236.784 Position, deenergized. 236.785 Position, false restrictive. 236.786 Principle, closed circuit. 236.787 Protection, cross. 236.788 Receiver. 236.789 Relay, timing. 236.790 Release, time. 236.791 Release, value. 236.792 Reservoir, equalizing. 236.793 Rod, lock. 236.794 Rod, up-and-down. 236.795 Route. 236.796 Routes, conflicting. 236.797 Route, interlocked. 236.798 Section, dead. 236.799 Section, fouling. 236.800 Sheet, locking. 236.801 Shoe, latch. 236.802 Shunt. 236.802a Siding. 236.803 Signal, approach. 236.804 Signal, block. 236.805 Signal, cab. 236.806 Signal, home. 236.807 Signal, interlocking. 236.808 Signals, opposing. 236.809 Signal, slotted mechanical. 236.810 Spectacle, semaphore arm. 236.811 Speed, medium. 236.812 Speed, restricted. 236.813 Speed, slow. 236.813a State, most restrictive. 236.814 Station, control. 236.815 Stop. 236.816 Superiority of trains. 236.817 Switch, electro-pneumatic. 236.818 Switch, facing point. 236.819 Switch, hand operated. 236.820 Switch, interlocked. [[Page 503]] 236.820a Switch, power-operated. 236.821 Switch, sectionalizing. 236.822 Switch, spring. 236.823 Switch, trailing point. 236.824 System, automatic block signal. 236.825 System, automatic train control. 236.826 System, automatic train stop. 236.827 System, block signal. 236.828 System, traffic control. 236.829 Terminal, initial. 236.830 Time, acknowledging. 236.831 Time, delay. 236.831a Track, main. 236.832 Train. 236.833 Train, opposing. 236.834 Trip. 236.835 Trunking. 236.836 Trunnion. 236.837 Valve, electro-pneumatic. 236.838 Wire, shunt. Appendix A to Part 236--Civil Penalties Authority: 49 U.S.C. 20103, 20107 and 49 CFR 1.49. Source: 33 FR 19684, Dec. 25, 1968, unless otherwise noted. Sec. 236.0 Applicability, minimum requirements, and civil penalties. (a) Except as provided in paragraph (b) of this section, this part applies to railroads that operate on standard gage track which is part of the general railroad system of transportation. (b) This part does not apply to rail rapid transit operations conducted over track that is used exclusively for that purpose and that is not part of the general system of railroad transportation. (c) Where a passenger train is operated at a speed of 60 or more miles per hour, or a freight train is operated at a speed of 50 or more miles per hour, a block signal system complying with the provisions of this part shall be installed or a manual block system shall be placed permanently in effect which shall conform to the following conditions: (1) A passenger train shall not be admitted to a block occupied by another train except under flag protection; (2) No train shall be admitted to a block occupied by a passenger train except under flag protection; (3) No train shall be admitted to a block occupied by an opposing train except under flag protection; and (4) A freight train, including a work train, may be authorized to follow a freight train, including a work train, into a block but the following train must proceed prepared to stop within one-half the range of vision but not exceeding 20 miles per hour. (d) Where any train is operated at a speed of 80 or more miles per hour, an automatic cab signal, automatic train stop or automatic train control system complying with the provisions of this part shall be installed. (e) Nothing in this section authorizes the discontinuance of a block signal system, interlocking, traffic control system, automatic train stop, train control, or cab signal system without approval of the Federal Railroad Administration. (f) Any person (an entity of any type covered under 1 U.S.C. 1, including but not limited to the following: a railroad; a manager, supervisor, official, or other employee or agent of a railroad; any owner, manufacturer, lessor, or lessee of railroad equipment, track, or facilities; any independent contractor providing goods or services to a railroad; and any employee of such owner, manufacturer, lessor, lessee, or independent contractor) who violates any requirement of this part or causes the violation of any such requirement is subject to a civil penalty of at least $500 and not more than $11,000 per violation, except that: Penalties may be assessed against individuals only for willful violations, and, where a grossly negligent violation or a pattern of repeated violations has created an imminent hazard of death or injury to persons, or has caused death or injury, a penalty not to exceed $22,000 per violation may be assessed. Each day a violation continues shall constitute a separate offense. See appendix A to this part for a statement of agency civil penalty policy. [49 FR 3382, Jan. 26, 1984, as amended at 53 FR 52936, Dec. 29, 1988; 63 FR 11624, Mar. 10, 1998] [[Page 504]] Subpart A--Rules and Instructions: All Systems General Sec. 236.1 Plans, where kept. As required for maintenance, plans shall be kept at all interlockings, automatic signals and controlled points. Plans shall be legible and correct. [49 FR 3382, Jan. 26, 1984] Sec. 236.2 Grounds. Each circuit, the functioning of which affects the safety of train operations, shall be kept free of any ground or combination of grounds which will permit a flow of current equal to or in excess of 75 percent of the release value of any relay or other electromagnetic device in the circuit, except circuits which include any track rail and except the common return wires of single-wire, single-break, signal control circuits using a grounded common, and alternating current power distribution circuits which are grounded in the interest of safety. Sec. 236.3 Locking of signal apparatus housings. Signal apparatus housings shall be secured against unauthorized entry. [49 FR 3382, Jan. 26, 1984] Sec. 236.4 Interference with normal functioning of device. The normal functioning of any device shall not be interfered with in testing or otherwise without first taking measures to provide for safety of train operation which depends on normal functioning of such device. [49 FR 3382, Jan. 26, 1984] Sec. 236.5 Design of control circuits on closed circuit principle. All control circuits the functioning of which affects safety of train operation shall be designed on the closed circuit principle, except circuits for roadway equipment of intermittent automatic train stop system. Sec. 236.6 Hand-operated switch equipped with switch circuit controller. Hand-operated switch equipped with switch circuit controller connected to the point, or with facing-point lock and circuit controller, shall be so maintained that when point is open one-fourth inch or more on facing-point switch and three-eights inch or more on trailing-point switch, track or control circuits will be opened or shunted or both, and if equipped with facing-point lock with circuit controller, switch cannot be locked. On such hand-operated switch, switch circuit controllers, facing-point locks, switch-and-lock movements, and their connections shall be securely fastened in place, and contacts maintained with an opening of not less than one-sixteenth inch when open. Sec. 236.7 Circuit controller operated by switch-and-lock movement. Circuit controller operated by switch-and-lock movement shall be maintained so that normally open contacts will remain closed and normally closed contacts will remain open until the switch is locked. Sec. 236.8 Operating characteristics of electromagnetic, electronic, or electrical apparatus. Signal apparatus, the functioning of which affects the safety of train operation, shall be maintained in accordance with the limits within which the device is designed to operate. [49 FR 3382, Jan. 26, 1984] Sec. 236.9 Selection of circuits through indicating or annunciating instruments. Signal control and electric locking circuits shall not be selected through the contacts of instruments designed primarily for indicating or annunciating purposes in which an indicating element attached to the armature is arranged so that it can in itself cause improper operation of the armature. [[Page 505]] Sec. 236.10 Electric locks, force drop type; where required. Electric locks on new installations and new electric locks applied to existing installations shall be of the forced drop type. Sec. 236.11 Adjustment, repair, or replacement of component. When any component of a signal system, the proper functioning of which is essential to the safety of train operation, fails to perform its intended signaling function or is not in correspondence with known operating conditions, the cause shall be determined and the faulty component adjusted, repaired or replaced without undue delay. [49 FR 3382, Jan. 26, 1984] Sec. 236.12 Spring switch signal protection; where required. Signal protection shall be provided for facing and trailing movements through spring switch within interlocking limits and through spring switch installed in automatic block signal, train stop, train control or cab signal territory where train movements over the switch are made at a speed exceeding 20 miles per hour, except that signal protection shall be required only with the current of traffic on track signaled for movement in only one direction. Note: Does not apply to spring switch installed prior to October 1, 1950 in automatic block signal, automatic train stop, or automatic train control territory. [49 FR 3383, Jan. 26, 1984] Sec. 236.13 Spring switch; selection of signal control circuits through circuit controller. The control circuits of signals governing facing movements over a main track spring switch shall be selected through the contacts of a switch circuit controller, or through the contacts of relay repeating the position of such circuit controller, which, when normally closed switch point is open one-fourth inch or more, will cause such signals to display their most restrictive aspects, except that where a separate aspect is displayed for facing movements over the switch in the reverse position the signal shall display its most restrictive aspect when the switch points are open one-fourth inch or more from either the normal or reverse position. Sec. 236.14 Spring switch signal protection; requirements. (a) The indication of signal governing movements from siding to main track with the current of traffic on track signaled for movements in only one direction through a spring switch in automatic block signal territory shall be not less restrictive than ``Proceed at Restricted Speed' when the block, into which movements are governed by the signal, is occupied, and shall be ``Stop'' when the main track is occupied by a train approaching the switch within at least 1,500 feet in approach of the approach signal located stopping distance from the main track signal governing trailing movements over switch, except that the indication may be caused to be less restrictive if approach or time locking is used. (b) The indication of signal governing movements against the current of traffic from the reverse main of main tracks to a single track, or signal governing movements from a siding to a main track signaled for movements in either direction, through a spring switch, in automatic block signal territory, shall be not less restrictive than ``Proceed at Restricted Speed'' when the block, into which movements are governed by the signal, is occupied by a preceding train, and shall be ``Stop'' when the block on the single track into which the signal governs is occupied by an opposing train. (c) The indication of signal governing movements against the current of traffic from the reverse main of main tracks to a single track or signal governing movements from a siding to a main track signaled for movements in either direction through a spring switch in automatic block signal territory shall be ``Stop'' when the normal direction main track of the double track or the single track signaled for movements in both directions is occupied by a train approaching the switch within at least 1,500 feet in approach of the approach signal located stopping distance from the main track signal governing trailing movements over [[Page 506]] switch, except that indication may be caused to be less restrictive if approach or time locking is used. Sec. 236.15 Timetable instructions. Automatic block, traffic control, train stop, train control and cab signal territory shall be designated in timetable instructions. Sec. 236.16 Electric lock, main track releasing circuit. When an electric lock releasing circuit is provided on the main track to permit a train or an engine to diverge from the main track without time delay, the circuit shall be of such length to permit occupancy of the circuit to be seen by a crew member stationed at the switch. When the releasing circuit extends into the fouling circuit, a train or engine on the siding shall be prevented from occupying the releasing circuit by a derail either pipe-connected to switch point or equipped with an independently operated electric lock. [49 FR 3383, Jan. 26, 1984] Sec. 236.17 Pipe for operating connections, requirements. (a) Steel or wrought-iron pipe one inch or larger, or members of equal strength, shall be used for operating connections for switches, derails, movable-point frogs, facing-point locks, rail-locking devices of movable bridge protected by interlocking, and mechanically operated signals, except up-and-down rod which may be three-fourths inch pipe or solid rod. Pipe shall be fully screwed into coupling and both ends of each pipe shall be riveted to pipe plug with 2 rivets. (b) Pipeline shall not be out of alignment sufficiently to interfere with proper operation, shall be properly compensated for temperature changes, and supported on carriers spaced not more than 8 feet apart on tangent and curve of less than 2[deg] and not more than 7 feet apart on curve of 2[deg] or more. With lever in any position, couplings in pipe line shall not foul carriers. [49 FR 3383, Jan. 26, 1984] Roadway Signals and Cab Signals Sec. 236.21 Location of roadway signals. Each roadway signal shall be positioned and aligned so that its aspects can be clearly associated with the track it governs. [49 FR 3383, Jan. 26, 1984] Sec. 236.22 Semaphore signal arm; clearance to other objects. At least one-half inch clearance shall be provided between semaphore signal arm, and any object that may interfere with its operation. Sec. 236.23 Aspects and indications. (a) Aspects shall be shown by the position of semaphore blades, color of lights, position of lights, flashing of lights, or any combination thereof. They may be qualified by marker plate, number plate, letter plate, marker light, shape and color of semaphore blades or any combination thereof, subject to the following conditions: (1) Night aspects of roadway signals, except qualifying appurtenances, shall be shown by lights; day aspects by lights or semaphore arms. A single white light shall not be used. (2) Reflector lenses or buttons or other devices which depend for visibility upon reflected light from an external source shall not be used hereafter in night aspects, except qualifying appurtenances. (b) The aspects of cab signals shall be shown by lights or by illuminated letters or numbers. (c) Each aspect displayed by a signal shall be identified by a name and shall indicate action to be taken. Only one name and indication shall apply to those aspects indicating the same action to be taken; the same aspect shall not be used with any other name and indication. (d) The fundamental indications of signal aspects shall conform to the following: (1) A red light, a series of horizontal lights or a semaphore blade in a horizontal position shall be used to indicate stop. (2) A yellow light, a lunar light, or a series of lights or a semaphore blade in the upper or lower quadrant at an angle of approximately 45 degrees to [[Page 507]] the vertical, shall be used to indicate that speed is to be restricted and stop may be required. (3) A green light, a series of vertical lights, or a semaphore blade in a vertical position in the upper quadrant or 60[deg] or 90[deg] in the lower quadrant shall be used to indicate proceed at authorized speed. (e) The names, indications, and aspects of roadway and cab signals shall be defined in the carrier's Operating Rule Book or Special Instructions. Modifications shall be filed with the FRA within thirty days after such modifications become effective. (f) The absence of a qualifying appurtenance, the failure of a lamp in a light signal, or a false restrictive position of an arm of a semaphore signal shall not cause the display of a less restrictive aspect than intended. [33 FR 19684, Dec. 25, 1968, as amended at 49 FR 3383, Jan. 26, 1984] Sec. 236.24 Spacing of roadway signals. Each roadway signal shall be located with respect to the next signal or signals in advance which govern train movements in the same direction so that the indication of a signal displaying a restrictive aspect can be complied with by means of a brake application, other than an emergency application, initiated at such signal, either by stopping at the signal where a stop is required, or by a reduction in speed to the rate prescribed by the next signal in advance where reduced speed is required. Sec. 236.25 [Reserved] Sec. 236.26 Buffing device, maintenance. Buffing device shall be maintained so as not to cause the signal to display a less restrictive aspect than intended. Track Circuits Sec. 236.51 Track circuit requirements. Track relay controlling home signals shall be in deenergized position, or device that functions as a track relay controlling home signals shall be in its most restrictive state, and the track circuit of an automatic train stop, train control, or cab signal system shall be deenergized in the rear of the point where any of the following conditions exist: (a) When a rail is broken or a rail or switch-frog is removed except when a rail is broken or removed in the shunt fouling circuit of a turnout or crossover, provided, however, that shunt fouling circuit may not be used in a turnout through which permissible speed is greater than 45 miles per hour. It shall not be a violation of this requirement if a track circuit is energized: (1) When a break occurs between the end of rail and track circuit connector; within the limits of rail-joint bond, appliance or other protective device, which provides a bypath for the electric current, or (2) As result of leakage current or foreign current in the rear of a point where a break occurs. (b) When a train, locomotive, or car occupies any part of a track circuit, including fouling section of turnout except turnouts of hand- operated main track crossover. It shall not be a violation of this requirement where the presence of sand, rust, dirt, grease, or other foreign matter prevents effective shunting, except that where such conditions are known to exist adequate measures to safeguard train operation must be taken. (c) Where switch shunting circuit is used: (1) Switch point is not closed in normal position. (2) A switch is not locked where facing-point lock with circuit controller is used. (3) An independently operated fouling-point derail equipped with switch circuit controller is not in derailing position. [33 FR 19684, Dec. 25, 1968, as amended at 49 FR 3383, Jan. 26, 1984] Sec. 236.52 Relayed cut-section. Where relayed cut-section is used in territory where noncoded direct-current track circuits are in use the energy circuit to the adjoining track shall be open and the track circuit shunted when the track relay at such cut-section is in deenergized position. [[Page 508]] Sec. 236.53 Track circuit feed at grade crossing. At grade crossing with an electric railroad where foreign current is present, the electric energy for noncoded direct current track circuit shall feed away from the crossing. Sec. 236.54 Minimum length of track circuit. When a track circuit shorter than maximum inner wheelbase of any locomotive or car operated over such track circuit is used for control of signaling facilities, other means shall be used to provide the equivalent of track circuit protection. [49 FR 3383, Jan. 26, 1984] Sec. 236.55 Dead section; maximum length. Where dead section exceeds 35 feet, a special circuit shall be installed. Where shortest outer wheelbase of a locomotive operating over such dead section is less than 35 feet, the maximum length of the dead section shall not exceed the length of the outer wheelbase of such locomotive unless special circuit is used. [49 FR 3383, Jan. 26, 1984] Sec. 236.56 Shunting sensitivity. Each track circuit controlling home signal or approach locking shall be so maintained that track relay is in deenergized position, or device that functions as a track relay shall be in its most restrictive state if, when track circuit is dry, a shunt of 0.06 ohm resistance is connected across the track rails of the circuit, including fouling sections of turnouts. [49 FR 3383, Jan. 26, 1984] Sec. 236.57 Shunt and fouling wires. (a) Except as provided in paragraph (b) of this section, shunt wires and fouling wires hereafter installed or replaced shall consist of at least two discrete conductors, and each shall be of sufficient conductivity and maintained in such condition that the track relay will be in deenergized position, or device that functions as a track relay will be in its most restrictive state, when the circuit is shunted. (b) This rule does not apply to shunt wires where track or control circuit is opened by the switch circuit controller. [49 FR 3383, Jan. 26, 1984] Sec. 236.58 Turnout, fouling section. Rail joints within the fouling section shall be bonded, and fouling section shall extend at least to a point where sufficient tract centers and allowance for maximum car overhang and width will prevent interference with train, locomotive, or car movement on the adjacent track. [49 FR 3383, Jan. 26, 1984] Sec. 236.59 Insulated rail joints. Insulated rail joints shall be maintained in condition to prevent sufficient track circuit current from flowing between the rails separated by the insulation to cause a failure of any track circuit involved. Sec. 236.60 Switch shunting circuit; use restricted. Switch shunting circuit shall not be hereafter installed, except where tract or control circuit is opened by the circuit controller. [49 FR 3384, Jan. 26, 1984] Wires and Cables Sec. 236.71 Signal wires on pole line and aerial cable. Signal wire on pole line shall be securely tied in on insulator properly fastened to crossarm or bracket supported by pole or other support. Signal wire shall not interfere with, or be interfered by, other wires on the pole line. Aerial cable shall be supported by messenger. [49 FR 3384, Jan. 26, 1984] Sec. 236.72 [Reserved] Sec. 236.73 Open-wire transmission line; clearance to other circuits. Open-wire transmission line operating at voltage of 750 volts or more shall be placed not less than 4 feet above the nearest crossarm carrying signal or communication circuits. [[Page 509]] Sec. 236.74 Protection of insulated wire; splice in underground wire. Insulated wire shall be protected from mechanical injury. The insulation shall not be punctured for test purposes. Splice in underground wire shall have insulation resistance at least equal to the wire spliced. Sec. 236.75 [Reserved] Sec. 236.76 Tagging of wires and interference of wires or tags with signal apparatus. Each wire shall be tagged or otherwise so marked that it can be identified at each terminal. Tags and other marks of identification shall be made of insulating material and so arranged that tags and wires do not interfere with moving parts of apparatus. [49 FR 3384, Jan. 26, 1984] Inspections and Tests; All Systems Sec. 236.101 Purpose of inspection and tests; removal from service of relay or device failing to meet test requirements. The following inspections and tests shall be made in accordance with specifications of the carrier, subject to approval of the FRA, to determine if the apparatus and/or equipment is maintained in condition to perform its intended function. Electronic device, relay, or other electromagnetic device which fails to meet the requirements of specified tests shall be removed from service, and shall not be restored to service until its operating characteristics are in accordance with the limits within which such device or relay is designed to operate. [49 FR 3384, Jan. 26, 1984] Sec. 236.102 Semaphore or searchlight signal mechanism. (a) Semaphore signal mechanism shall be inspected at least once every six months, and tests of the operating characteristics of all parts shall be made at least once every two years. (b) Searchlight signal mechanism shall be inspected, and the mechanical movement shall be observed while operating the mechanism to all positions, at least once every six months. Tests of the operating characteristics shall be made at least once every two years. [49 FR 3384, Jan. 26, 1984] Sec. 236.103 Switch circuit controller or point detector. Switch circuit controller, circuit controller, or point detector operated by hand-operated switch or by power-operated or mechanically- operated switch-and-lock movement shall be inspected and tested at least once every three months. [49 FR 3384, Jan. 26, 1984] Sec. 236.104 Shunt fouling circuit. Shunt fouling circuit shall be inspected and tested at least once every three months. Sec. 236.105 Electric lock. Electric lock, except forced-drop type, shall be tested at least once every two years. Sec. 236.106 Relays. Each relay, the functioning of which affects the safety of train operations, shall be tested at least once every four years except: (a) Alternating current centrifugal type relay shall be tested at least once every 12 months; (b) Alternating current vane type relay and direct current polar type relay shall be tested at least once every 2 years; and (c) Relay with soft iron magnetic structure shall be tested at least once every 2 years. [49 FR 3384, Jan. 26, 1984] Sec. 236.107 Ground tests. (a) Except as provided in paragraph (b) of this section, a test for grounds on each energy bus furnishing power to circuits, the functioning of which affects the safety of train operation, shall be made when such energy bus is placed in service, and shall be made at least once every three months thereafter. (b) The provisions of this rule shall not apply to track circuit wires, common return wires of grounded common single-break circuits, or alternating [[Page 510]] current power distribution circuits grounded in the interest of safety. [49 FR 3384, Jan. 26, 1984] Sec. 236.108 Insulation resistance tests, wires in trunking and cables. (a) Insulation resistance of wires and cables, except wires connected directly to track rails, shall be tested when wires, cables, and insulation are dry. Insulation resistance tests shall be made between all conductors and ground, and between conductors in each multiple conductor cable, and between conductors in trunking, when wires or cables are installed and at least once every ten years thereafter. (b) Then insulation resistance of wire or cable is found to be less than 500,000 ohms, prompt action shall be taken to repair or replace the defective wire or cable and until such defective wire or cable is replaced, insulation resistance test shall be made annually. (c) In no case shall a circuit be permitted to function on a conductor having an insulation resistance to ground or between conductors of less than 200,000 ohms during the period required for repair or replacement. [49 FR 3384, Jan. 26, 1984] Sec. 236.109 Time releases, timing relays and timing devices. Time releases, timing relays and timing devices shall be tested at least once every twelve months. The timing shall be maintained at not less than 90 percent of the predetermined time interval, which shall be shown on the plans or marked on the time release, timing relay, or timing device. [49 FR 3384, Jan. 26, 1984] Sec. 236.110 Results of tests. Results of tests made in compliance with Secs. 236.109 to 236.102, inclusive; 236.376 to 236.387, inclusive; 236.576; 236.577; and 236.586 to 236.589, inclusive, shall be recorded on preprinted or computerized forms provided by the railroad. Such forms shall show the name of the railroad, place and date, equipment tested, results of tests, repairs, replacements, adjustments made, and condition in which the apparatus was left. Each record shall be signed by the employee making the test and shall be filed in the office of a supervisory official having jurisdiction. Results of tests made in compliance with Sec. 236.587 shall be retained for 92 days. Results of all other tests listed in this section shall be retained until the next record is filed but in no case less than one year. [53 FR 37313, Sept. 26, 1988] Subpart B--Automatic Block Signal Systems Standards Sec. 236.201 Track-circuit control of signals. The control circuits for home signal aspects with indications more favorable than ``proceed at restricted speed'' shall be controlled automatically by track circuits extending through the entire block. Sec. 236.202 Signal governing movements over hand-operated switch. Signal governing movements over hand-operated switch in the facing direction shall display its most restrictive aspect when the points are open one-fourth inch or more and, in the trailing direction, three- eighths inch or more, except that where a separate aspect is displayed for facing movements over the switch in the normal and in the reverse position, the signal shall display its most restrictive aspect when the switch points are open one-fourth inch or more from either the normal or reverse position. Sec. 236.203 Hand operated crossover between main tracks; protection. At hand-operated crossover between main tracks, protection shall be provided by one of the following: (a) An arrangement of one or more track circuits and switch circuit controllers, (b) Facing point locks on both switches of the crossover, with both locks operated by a single lever, or (c) Electric locking of the switches of the crossover. Signals governing movements over either switch shall display their most restrictive aspect when any of the following conditions exist: (1) Where protection is provided by one or more track circuits and switch [[Page 511]] circuit controllers, and either switch is open or the crossover is occupied by a train, locomotive or car in such a manner as to foul the main track. It shall not be a violation of this requirement where the presence of sand, rust, dirt, grease or other foreign matter on the rail prevents effective shunting; (2) Where facing point locks with a single lever are provided, and either switch is unlocked; (3) Where the switches are electrically locked, before the electric locking releases. Sec. 236.204 Track signaled for movements in both directions, requirements. On track signaled for movements in both directions, a train shall cause one or more opposing signals immediately ahead of it to display the most restrictive aspect, the indication of which shall be not more favorable than ``proceed at restricted speed.'' Signals shall be so arranged and controlled that if opposing trains can simultaneously pass signals displaying proceed aspects and the next signal in advance of each such signal then displays an aspect requiring a stop, or its most restrictive aspect, the distance between opposing signals displaying such aspects shall be not less than the aggregate of the stopping distances for movements in each direction. Where such opposing signals are spaced stopping distance apart for movements in one direction only, signals arranged to display restrictive aspects shall be provided in approach to at least one of the signals. Where such opposing signals are spaced less than stopping distance apart for movements in one direction, signals arranged to display restrictive aspects shall be provided in approach to both such signals. In absolute permissive block signaling, when a train passes a head block signal, it shall cause the opposing head block signal to display an aspect with an indication not more favorable than ``stop.'' [33 FR 19684, Dec. 25, 1968, as amended at 49 FR 3384, Jan. 26, 1984] Sec. 236.205 Signal control circuits; requirements. The circuits shall be so installed that each signal governing train movements into a block will display its most restrictive aspect when any of the following conditions obtain within the block: (a) Occupancy by a train, locomotive, or car, (b) When points of a switch are not closed in proper position, (c) When an independently operated fouling point derail equipped with switch circuit controller is not in derailing position, (d) When a track relay is in de-energized position or a device which functions as a track relay is in its most restrictive state; or when signal control circuit is deenergized. [33 FR 19684, Dec. 25, 1968, as amended at 49 FR 3385, Jan. 26, 1984] Sec. 236.206 Battery or power supply with respect to relay; location. The battery or power supply for each signal control relay circuit, where an open-wire circuit or a common return circuit is used, shall be located at the end of the circuit farthest from the relay. Sec. 236.207 Electric lock on hand-operated switch; control. Electric lock on hand-operated switch shall be controlled so that it cannot be unlocked until control circuits of signals governing movements over such switch have been opened. Approach or time locking shall be provided. [49 FR 3385, Jan. 26, 1984] Subpart C--Interlocking Standards Sec. 236.301 Where signals shall be provided. Signals shall be provided to govern train movements into and through interlocking limits, except that a signal shall not be required to govern movements over a hand-operated switch into interlocking limits if the switch is provided with an electric lock and a derail at the clearance point, either pipe-connected to the switch or independently locked, electrically. Electric locks installed under this rule [[Page 512]] must conform to the time and approach locking requirements of Rule 314 (without reference to the 20-mile exceptions), and those of either Rule 760 or Rule 768, as may be appropriate. Sec. 236.302 Track circuits and route locking. Track circuits and route locking shall be provided and shall be effective when the first pair of wheels of a locomotive or a car passes a point not more than 13 feet in advance of the signal governing its movement, measured from the center of the mast, or if there is no mast, from the center of the signal. [49 FR 3385, Jan. 26, 1984] Sec. 236.303 Control circuits for signals, selection through circuit controller operated by switch points or by switch locking mechanism. The control circuit for each aspect with indication more favorable than ``proceed at restricted speed'' of power operated signal governing movements over switches, movable-point frogs and derails shall be selected through circuit controller operated directly by switch points or by switch locking mechanism, or through relay controlled by such circuit controller, for each switch, movable-point frog, and derail in the routes governed by such signal. Circuits shall be arranged so that such signal can display an aspect more favorable than ``proceed at restricted speed,'' only when each switch, movable-point frog, and derail in the route is in proper position. Sec. 236.304 Mechanical locking or same protection effected by circuits. Mechanical locking, or the same protection effected by means of circuits, shall be provided. Sec. 236.305 Approach or time locking. Approach or time locking shall be provided in connection with signals displaying aspects with indications more favorable than ``proceed at restricted speed.'' Sec. 236.306 Facing point lock or switch-and-lock movement. Facing point lock or switch-and-lock movement shall be provided for mechanically operated switch, movable-point frog, or split-point derail. Sec. 236.307 Indication locking. Indication locking shall be provided for operative approach signals of the semaphore type, power-operated home signals, power-operated switches, movable-point frogs and derails, and for all approach signals except light signals, all aspects of which are controlled by polar or coded track circuits or line circuits so arranged that a single fault will not permit a more favorable aspect than intented to be displayed. [49 FR 3385, Jan. 26, 1984] Sec. 236.308 Mechanical or electric locking or electric circuits; requisites. Mechanical or electric locking or electric circuits shall be installed to prevent signals from displaying aspects which permit conflicting movements except that opposing signals may display an aspect indicating proceed at restricted speed at the same time on a track used for switching movements only, by one train at a time. Manual interlocking in service as of the date of this part at which opposing signals on the same track are permitted simultaneously to display aspects authorizing conflicting movements when interlocking is unattended, may be continued, provided that simultaneous train movements in opposite directions on the same track between stations on either side of the interlocking are not permitted. Note: Relief from the requirement of this section will be granted upon an adequate showing by an individual carrier to allow opposing signals on the same track simultaneously to display aspects to proceed through an interlocking which is unattended, provided that train movements in opposite directions on the same track between stations on either site of the interlocking are not permitted at the same time. Sec. 236.309 Loss of shunt protection; where required. (a) A loss of shunt of 5 seconds or less shall not permit an established route to be changed at an automatic interlocking. (b) A loss of shunt of 5 seconds or less shall not permit the release of the [[Page 513]] route locking circuit of each power-operated switch hereafter installed. [49 FR 3385, Jan. 26, 1984] Sec. 236.310 Signal governing approach to home signal. A signal shall be provided on main track to govern the approach with the current of traffic to any home signal except where the home signal is the first signal encountered when leaving yards or stations and authorized speed approaching such signal is not higher than slow speed. When authorized speed between home signals on route governed is 20 miles per hour or less, an inoperative signal displaying an aspect indicating ``approach next signal prepared to stop'' may be used to govern the approach to the home signal. Sec. 236.311 Signal control circuits, selection through track relays or devices functioning as track relays and through signal mechanism contacts and time releases at automatic interlocking. (a) The control circuits for aspects with indications more favorable than ``proceed at restricted speed'' shall be selected through track relays, or through devices that function as track relays, for all track circuits in the route governed. (b) At automatic interlocking, signal control circuits shall be selected (1) through track relays, or devices that function as track relays, for all track circuits in the route governed and in all conflicting routes within the interlocking; (2) through signal mechanism contacts or relay contacts closed when signals for such conflicting routes display ``stop'' aspects; and (3) through normal contacts of time releases, time element relays, or timing devices for such conflicting routes, or contacts of relays repeating the normal position or normal state of such time releases, time element relays, or timing devices. [49 FR 3385, Jan. 26, 1984] Sec. 236.312 Movable bridge, interlocking of signal appliances with bridge devices. When movable bridge is protected by interlocking the signal appliances shall be so interlocked with bridge devices that before a signal governing movements over the bridge can display an aspect to proceed the bridge must be locked and the track alined, with the bridge locking members within one inch of their proper positions and with the track rail on the movable span within three-eighths inch of correct surface and alinement with rail seating device on bridge abutment or fixed span. Emergency bypass switches and devices shall be locked or sealed. [33 FR 19684, Dec. 25, 1968, as amended at 49 FR 3385, Jan. 26, 1984] Sec. 236.313 [Reserved] Sec. 236.314 Electric lock for hand-operated switch or derail. Electric lock shall be provided for each hand-operated switch or derail within interlocking limits, except where train movements are made at not exceeding 20 miles per hour. At manually operated interlocking it shall be controlled by operator of the machine and shall be unlocked only after signals governing movements over such switch or derail display aspects indicating stop. Approach or time locking shall be provided. Rules and Instructions Sec. 236.326 Mechanical locking removed or disarranged; requirement for permitting train movements through interlocking. When mechanical locking of interlocking machine is being changed or is removed from the machine, or locking becomes disarranged or broken, unless protection equivalent to mechanical locking is provided by electric locking or electric circuits, train movements through the interlocking shall not be permitted until each switch, movable-point frog or derail in the route is spiked, clamped or blocked in proper position so that it cannot be moved by its controlling lever, and then train movements shall not exceed restricted speed until the interlocking is restored to normal operation. It will not be necessary to comply with this requirement at interlockings where protection is in service in accordance with section 303, provided that the signal controls are arranged so that the signals cannot display an aspect the indication of [[Page 514]] which is less restrictive than ``proceed at restricted speed.'' Sec. 236.327 Switch, movable-point frog or split-point derail. Switch, movable-point frog, or split-point derail equipped with lock rod shall be maintained so that it can not be locked when the point is open three-eighths inch or more. [49 FR 3385, Jan. 26, 1984] Sec. 236.328 Plunger of facing-point lock. Plunger of lever operated facing-point lock shall have at least 8- inch stroke. When lock lever is in unlocked position the end of the plunger shall clear the lock rod not more than one inch. Sec. 236.329 Bolt lock. Bolt lock shall be so maintained that signal governing movements over switch or derail and displaying an aspect indicating stop cannot be operated to display a less restrictive aspect while derail is in derailing position, or when switch point is open one-half inch or more. Sec. 236.330 Locking dog of switch-and-lock movement. Locking dog of switch-and-lock movement shall extend through lock rod one-half inch or more in either normal or reverse position. Secs. 236.331-236.333 [Reserved] Sec. 236.334 Point detector. Point detector shall be maintained so that when switch mechanism is locked in normal or reverse position, contacts cannot be opened by manually applying force at the closed switch point. Point detector circuit controller shall be maintained so that the contacts will not assume the position corresponding to switch point closure if the switch point is prevented by an obstruction, from closing to within one-fourth inch where latch-out device is not used, and to within three-eighths inch where latch-out device is used. Sec. 236.335 Dogs, stops and trunnions of mechanical locking. Driving pieces, dogs, stops and trunnions shall be rigidly secured to locking bars. Swing dogs shall have full and free movement. Top plates shall be maintained securely in place. Sec. 236.336 Locking bed. The various parts of the locking bed, locking bed supports, and tappet stop rail shall be rigidly secured in place and alined to permit free operation of locking. Sec. 236.337 Locking faces of mechanical locking; fit. Locking faces shall fit squarely against each other with a minimum engagement when locked of at least one-half the designed locking face. Sec. 236.338 Mechanical locking required in accordance with locking sheet and dog chart. Mechanical locking shall be in accordance with locking sheet and dog chart currently in effect. Sec. 236.339 Mechanical locking, maintenance requirements. Locking and connections shall be maintained so that, when a lever or latch is mechanically locked the following will be prevented: (a) Mechanical machine. (1) Latch-operated locking. Raising lever latch block so that bottom thereof is within three-eighths inch of top of quadrant. (2) Lever-operated locking. Moving lever latch block more than three-eighths inch on top of quadrant. (b) Electromechanical machine. (1) Lever moving in horizontal plant. Moving lever more than five-sixteenths inch when in normal position or more than nine-sixteenths inch when in reverse position. (2) Lever moving in arc. Moving lever more than 5 degrees. (c) Power machine. (1) Latch-operated locking. Raising lever latch block to that bottom thereof is within seven thirty-seconds inch of top of quadrant. (2) Lever moving in horizontal plane. Moving lever more than five- sixteenths inch when in normal position or more than nine-sixteenths inch when in reverse position. (3) Lever moving in arc. Moving lever more than 5 degrees. [[Page 515]] Sec. 236.340 Electromechanical interlocking machine; locking between electrical and mechanical levers. In electro-mechanical interlocking machine, locking between electric and mechanical levers shall be maintained so that mechanical lever cannot be operated except when released by electric lever. Sec. 236.341 Latch shoes, rocker links, and quadrants. Latch shoes, rocker links, and quadrants of Saxby and farmer machines shall be maintained so that locking will not release if a downward force not exceeding a man's weight is exerted on the rocker while the lever is in the mid-stroke position. Sec. 236.342 Switch circuit controller. Switch circuit controller connected at the point to switch, derail, or movable-point frog, shall be maintained so that its contacts will not be in position corresponding to switch point closure when switch point is open one-fourth inch or more. Inspection and Tests Sec. 236.376 Mechanical locking. Mechanical locking in interlocking machine shall be tested when new locking is installed; and thereafter when change in locking is made, or locking becomes disarranged, or tested at least once every two years, whichever shall occur first. [49 FR 3385, Jan. 26, 1984] Sec. 236.377 Approach locking. Approach locking shall be tested when placed in service and thereafter when modified, disarranged, or at least once every two years, whichever shall occur first. [49 FR 3385, Jan. 26, 1984] Sec. 236.378 Time locking. Time locking shall be tested when placed in service and thereafter when modified, disarranged, or at least once every two years, whichever shall occur first. [49 FR 3385, Jan. 26, 1984] Sec. 236.379 Route locking. Route locking or other type of switch locking shall be tested when placed in service and thereafter when modified, disarranged, or at least once every two years, whichever shall occur first. [49 FR 3385, Jan. 26, 1984] Sec. 236.380 Indication locking. Indication locking shall be tested when placed in service and thereafter when modified, disarranged, or at least once every two years, whichever shall occur first. [49 FR 3385, Jan. 26, 1984] Sec. 236.381 Traffic locking. Traffic locking shall be tested when placed in service and thereafter when modified, disarranged, or at least once every two years, whichever shall occur first. [49 FR 3385, Jan. 26, 1984] Sec. 236.382 Switch obstruction test. Switch obstruction test of lock rod of each power-operated switch and lock rod of each hand-operated switch equipped with switch-and-lock- movement shall be made when lock rod is placed in service or changed out, but not less than once each month. [49 FR 3385, Jan. 26, 1984] Sec. 236.383 Valve locks, valves, and valve magnets. Valve locks on valves of the non-cut-off type shall be tested at least once every three months, and valves and valve magnets shall be tested at least once every year. [49 FR 3385, Jan. 26, 1984] Sec. 236.384 Cross protection. Cross protection shall be tested at least once every six months. [49 FR 3385, Jan. 26, 1984] Sec. 236.385 [Reserved] Sec. 236.386 Restoring feature on power switches. Restoring feature on power switches shall be tested at least once every three months. [[Page 516]] Sec. 236.387 Movable bridge locking. Movable bridge locking shall be tested at least once a year. Subpart D--Traffic Control Systems Standards Sec. 236.401 Automatic block signal system and interlocking standards applicable to traffic control systems. The standards prescribed in Secs. 236.201, to 236.203, inclusive, Secs. 236.205, 236.206, 236.303, 236.307 and 236.309 to 236.311, inclusive, shall apply to traffic control systems. [49 FR 3385, Jan. 26, 1984] Sec. 236.402 Signals controlled by track circuits and control operator. The control circuits for home signal aspects with indications more favorable than ``proceed at restricted speed'' shall be controlled by track circuits extending through entire block. Also in addition, at controlled point they may be controlled by control operator, and, at manually operated interlocking, they shall be controlled manually in cooperation with control operator. Sec. 236.403 Signals at controlled point. Signals at controlled point shall be so interconnected that aspects to proceed cannot be displayed simultaneously for conflicting movements, except that opposing signals may display an aspect indicating ``proceed at restricted speed'' at the same time on a track used for switching movements only, by one train at a time. [49 FR 3386, Jan. 26, 1984] Sec. 236.404 Signals at adjacent control points. Signals at adjacent controlled points shall be so interconnected that aspects to proceed on tracks signaled for movements at greater than restricted speed cannot be displayed simultaneously for conflicting movements. Sec. 236.405 Track signaled for movements in both directions, change of direction of traffic. On track signaled for movements in both directions, occupancy of the track between opposing signals at adjacent controlled points shall prevent changing the direction of traffic from that which obtained at the time the track became occupied, except that when a train having left one controlled point reaches a section of track immediately adjacent to the next controlled point at which switching is to be performed, an aspect permitting movement at not exceeding restricted speed may be displayed into the occupied block. Sec. 236.406 [Reserved] Sec. 236.407 Approach or time locking; where required. Approach or time locking shall be provided for all controlled signals where route or direction of traffic can be changed. [49 FR 3386, Jan. 26, 1984] Sec. 236.408 Route locking. Route locking shall be provided where switches are power-operated. Route locking shall be effective when the first pair of wheels of a locomotive or car passes a point not more than 13 feet in advance of the signal governing its movement, measured from the center of the signal mast or, if there is no mast, from the center of the signal. [49 FR 3386, Jan. 26, 1984] Sec. 236.409 [Reserved] Sec. 236.410 Locking, hand-operated switch; requirements. (a) Each hand-operated switch in main track shall be locked either electrically or mechanically in normal position, except: (1) Where train speeds over the switch do not exceed 20 miles per hour; (2) Where trains are not permitted to clear the main track; (3) Where a signal is provided to govern train movements from the auxiliary track to the signaled track; or (4) On a signaled siding without intermediate signals where the maximum authorized speed on the siding does not exceed 30 miles per hour. (b) Approach or time locking shall be provided and locking may be released either automatically, or by the control operator, but only after the control circuits of signals governing movement in either direction over the switch and [[Page 517]] which display aspects with indications more favorable than ``proceed at restricted speed'' have been opened directly or by shunting of track circuit. Note: Each carrier subject to this rule is hereby authorized to remove electrical or mechanical locks now installed within the purview of Sec. 236.410 when either exception (1) or (2) of the present rule is satisfied, subject to the condition that the following procedures and actions be accomplished: 1. Each carrier intending to remove a lock under the findings made herein and based on the existence of one or more of the circumstances as set forth in exception (1) or (2) as contained in the revised section, shall: (a) Notify the FRA by letter setting forth the location of the lock involved and the specific exception on which removal is based. (b) Include in the letter to the FRA an assurance that the excepting circumstance relied upon will not be changed without either reinstallation of the electric or mechanical lock, or approval by the FRA of the changed circumstances. (c) Publish in its Time Table the not-to-exceed 20 miles per hour speed limit covering the area of the switch, when that is the exception relied upon; or, where exception (2) is relied upon, publish either in the Special Instructions part of its Time Table or in separate printed Special Instructions the location of each hand-operated switch where electric or mechanical lock is removed and, where train movements are made in excess of twenty (20) miles per hour, concurrently issuing specific instructions, by stating therein, that trains are not to be permitted to clear the main track at such switch. 2. Following the foregoing, and upon acknowledgment of the letter to the FRA, such acknowledgment to be made promptly as an administrative action by the FRA's Bureau of Railroad Safety, and such acknowledging letter to be retained by the carrier as authority for the removal and as a record of the exception on which relied, the lock may then be removed. (c) Where a signal is used in lieu of electric or mechanical lock to govern movements from auxiliary track to signaled track, the signal shall not display an aspect to proceed until after the control circuits of signals governing movement on main track in either direction over the switch have been opened, and either the approach locking circuits to the switch are unoccupied or a predetermined time interval has expired. Note: Railroads shall bring all hand-operated switches that are not electrically or mechanically locked and that do not conform to the requirements of this section on the effective date of this part into conformity with this section in accordance with the following schedule: Not less than 33% during calendar year 1984. Not less than 66% during calendar year 1985. The remainder during calendar year 1986. [33 FR 19684, Dec. 25, 1968, as amended at 49 FR 3386, Jan. 26, 1984] Rules and Instructions Sec. 236.426 Interlocking rules and instructions applicable to traffic control systems. The rules and instructions prescribed in Secs. 236.327 and 236.328, Sec. 236.330 to Sec. 236.334, inclusive, and Sec. 236.342 shall apply to traffic control systems. Inspection and Tests Sec. 236.476 Interlocking inspections and tests applicable to traffic control systems. The inspections and tests prescribed in Secs. 236.377 to 236.380, inclusive, and Secs. 236.382, 236.383, and 236.386 shall apply to traffic control systems. [49 FR 3386, Jan. 26, 1984] Subpart E--Automatic Train Stop, Train Control and Cab Signal Systems Standards Sec. 236.501 Forestalling device and speed control. (a) An automatic train stop system may include a device by means of which the automatic application of the brakes can be forestalled. (b) Automatic train control system shall include one or more of the following features: (1) Low-speed restriction, requiring the train to proceed under slow speed after it has either been stopped by an automatic application of the brakes, or under control of the engineman, its speed has been reduced to slow speed, until the apparatus is automatically restored to normal because the condition which caused the restriction no longer affects the movement of the train. [[Page 518]] (2) Medium-speed restriction, requiring the train to proceed under medium speed after passing a signal displaying an approach aspect or when approaching a signal requiring a stop, or a stop indication point, in order to prevent an automatic application of the brakes. Note: Relief from the requirements of paragraphs (b) (1) and (2) of this section will be granted, insofar as speed limits fixed by definitions of Slow and Medium speeds are concerned, upon an adequate showing by an individual carrier where automatic train control systems now in service enforce speed restrictions higher than those required by definitions in Secs. 236.700 to 236.838 inclusive. (3) Maximum-speed restriction, effecting an automatic brake application whenever the predetermined maximum speed limit is exceeded. Sec. 236.502 Automatic brake application, initiation by restrictive block conditions stopping distance in advance. An automatic train-stop or train-control system shall operate to initiate an automatic brake application at least stopping distance from the entrance to a block, wherein any condition described in Sec. 236.205 obtains, and at each main track signal requiring a reduction in speed. Sec. 236.503 Automatic brake application; initiation when predetermined rate of speed exceeded. An automatic train control system shall operate to initiate an automatic brake application when the speed of the train exceeds the predetermined rate as required by the setting of the speed control mechanism. Sec. 236.504 Operation interconnected with automatic block-signal system. (a) A continuous inductive automatic train stop or train control system shall operate in connection with an automatic block signal system and shall be so interconnected with the signal system as to perform its intended function in event of failure of the engineer to acknowledge or obey a restrictive wayside signal or a more restrictive cab signal. (b) An intermittent inductive automatic train stop system shall operate in connection with an automatic block signal system and shall be so interconnected with the signal system that the failure of the engineer to acknowledge a restrictive wayside signal will cause the intermittent inductive automatic train stop system to perform its intended function. [49 FR 3386, Jan. 26, 1984] Sec. 236.505 Proper operative relation between parts along roadway and parts on locomotive. Proper operative relation between the parts along the roadway and the parts on the locomotive shall obtain under all conditions of speed, weather, wear, oscillation, and shock. Sec. 236.506 Release of brakes after automatic application. The automatic train stop or train control apparatus shall prevent release of the brakes after automatic application until a reset device has been operated, or the speed of the train has been reduced to a predetermined rate, or the condition that caused the brake application no longer affects the movement of the train. If reset device is used it shall be arranged so that the brakes cannot be released until the train has been stopped, or it shall be located so that it cannot be operated by engineman without leaving his accustomed position in the cab. Sec. 236.507 Brake application; full service. The automatic train stop or train control apparatus shall, when operated, cause a full service application of the brakes. Sec. 236.508 Interference with application of brakes by means of brake valve. The automatic train stop, train control, or cab signal apparatus shall be so arranged as not to interfere with the application of the brakes by means of the brake valve and not to impair the efficiency of the brake system. [49 FR 3386, Jan. 26, 1984] Sec. 236.509 Two or more locomotives coupled. The automatic train stop, train control or cab signal apparatus shall be arranged so that when two or more locomotives are coupled, or a pushing or [[Page 519]] helping locomotive is used, it can be made operative only on the locomotive from which the brakes are controlled. Sec. 236.510 [Reserved] Sec. 236.511 Cab signals controlled in accordance with block conditions stopping distance in advance. The automatic cab signal system shall be arranged so that cab signals will be continuously controlled in accordance with conditions described in Sec. 236.205 that obtain at least stopping distance in advance. Sec. 236.512 Cab signal indication when locomotive enters block where restrictive conditions obtain. The automatic cab signal system shall be arranged so that when a locomotive enters or is within a block, wherein any condition described in Sec. 236.205 obtains, the cab signals shall indicate ``Proceed at Restricted Speed.'' Sec. 236.513 Audible indicator. (a) The automatic cab signal system shall be so arranged that when the cab signal changes to display a more restrictive aspect, an audible indicator will sound continuously until silenced by manual operation of an acknowledging device. (b) The audible cab indicator of automatic cab signal, automatic train stop, or automatic train control system shall have a distinctive sound and be clearly audible throughout the cab under all operating conditions. [49 FR 3386, Jan. 26, 1984] Sec. 236.514 Interconnection of cab signal system with roadway signal system. The automatic cab signal system shall be interconnected with the roadway-signal system so that the cab signal indication will not authorize operation of the train at a speed higher than that authorized by the indication of the roadway signal that governed the movement of a train into a block except when conditions affecting movement of trains in the block change after the train passes the signal. Sec. 236.515 Visibility of cab signals. The cab signals shall be plainly visible to member or members of the locomotive crew from their stations in the cab. [49 FR 3386, Jan. 26, 1984] Sec. 236.516 Power supply. Automatic cab signal, train stop, or train control device hereafter installed shall operate from a separate or isolated power supply. [49 FR 3386, Jan. 26, 1984] Rules and Instructions; Roadway Sec. 236.526 Roadway element not functioning properly. When a roadway element except track circuit of automatic train stop, train control or cab signal system is not functioning as intended, the signal associated with such roadway element shall be caused manually to display its most restrictive aspect until such element has been restored to normal operative condition. Sec. 236.527 Roadway element insulation resistance. Insulation resistance between roadway inductor and ground shall be maintained at not less than 10,000 ohms. [49 FR 3386, Jan. 26, 1984] Sec. 236.528 Restrictive condition resulting from open hand-operated switch; requirement. When a facing point hand-operated switch is open one-fourth inch or more, a trailing point hand-operated switch three-eighths inch or more, or hand-operated switch is not locked where facing point lock with circuit controller is used, the resultant restrictive condition of an automatic train stop or train control device of the continuous type or the resultant restrictive cab signal indication of an automatic cab signal device on an approaching locomotive shall be maintained to within 300 feet of the points of the switch. Sec. 236.529 Roadway element inductor; height and distance from rail. Inductor of the inert roadway element type shall be maintained with the [[Page 520]] inductor pole faces at a height above the plane of the tops of the rails, and with its inner edge at a hmrizontal distance from the gage side of the nearest running rail, in accordance with specifications of the carrier. [49 FR 3386, Jan. 26, 1984] Sec. 236.530 [Reserved] Sec. 236.531 Trip arm; height and distance from rail. Trip arm of automatic train stop device when in the stop position shall be maintained at a height above the plane of the tops of the rails, and at a horizontal distance from its center line to gage side of the nearest running rail, in accordance with specifications of the carrier. [49 FR 3386, Jan. 26, 1984] Sec. 236.532 Strap iron inductor; use restricted. No railroad shall use strap iron inductor or other roadway element with characteristics differing from its standard type on track where speed higher than restricted speed is permitted. [49 FR 3386, Jan. 26, 1984] Sec. 236.533 [Reserved] Sec. 236.534 Entrance to equipped territory; requirements. Where trains are not required to stop at the entrance to equipped territory, except when leaving yards and stations and speed until entering equipped territory does not exceed restricted speed, the automatic train stop, train control, or cab signal device shall be operative at least stopping distance from the entrance to such territory except where the approach thereto is governed by automatic approach signal. Rules and Instructions; Locomotives Sec. 236.551 Power supply voltage; requirement. The voltage of power supply shall be maintained within 10 percent of rated voltage. Sec. 236.552 Insulation resistance; requirement. When periodic test prescribed in Sec. 236.588 is performed, insulation resistance between wiring and ground of continuous inductive automatic cab signal system, automatic train control system, or automatic train stop system shall be not less than one megohm, and that of an intermittent inductive automatic train stop system, not less than 250,000 ohms. Insulation resistance values between periodic tests shall be not less than 250,000 ohms for a continuous inductive automatic cab signal system, automatic train control system, or automatic train stop system, and 20,000 ohms for an intermittent inductive automatic train stop system. [49 FR 3387, Jan. 26, 1984] Sec. 236.553 Seal, where required. Seal shall be maintained on any device other than brake-pipe cut-out cock (double-heading cock), by means of which the operation of the pneumatic portion of automatic train-stop or train-control apparatus can be cut out. Sec. 236.554 Rate of pressure reduction; equalizing reservoir or brake pipe. The equalizing-reservoir pressure or brake-pipe pressure reduction during an automatic brake application shall be at a rate not less than that which results from a manual service application. Sec. 236.555 Repaired or rewound receiver coil. Receiver coil which has been repaired or rewound shall have the same operating characteristics which it possessed originally or as currently specified for new equipment. Sec. 236.556 Adjustment of relay. Change in adjustment of relay shall be made only in a shop equipped for that purpose except when receiver coils, electro-pneumatic valve, or other essential part of the equipment is replaced. Irregularities in power-supply voltage or other variable factors in the circuit shall not be compensated for by adjustment of the relay. [[Page 521]] Sec. 236.557 Receiver; location with respect to rail. (a) Receiver of intermittent inductive automatic train stop device of the inert roadway element type shall be maintained with bottom of the receiver at a height above the plane of the tops of the rails, and with its outer edge at a horizontal distance from the gage side of the nearest rail, in accordance with specifications of the carrier. (b) Receiver of continuous inductive automatic cab signal, train stop, or train control device of locomotive equipped with onboard test equipment, shall be maintained with the bottom of the receiver at a height above the plane of the tops of the rails, and with its outer edge at a horizontal distance from the gage side of the nearest rail, in accordance with specifications of the carrier. [49 FR 3387, Jan. 26, 1984] Secs. 236.558-236.559 [Reserved] Sec. 236.560 Contact element, mechanical trip type; location with respect to rail. Contact element of automatic train stop device of the mechanical trip type shall be maintained at a height above the plane of the tops of the rails, and at a horizontal distance from the gage side of the rail, in accordance with specifications of the carrier. [49 FR 3387, Jan. 26, 1984] Sec. 236.561 [Reserved] Sec. 236.562 Minimum rail current required. The minimum rail current required to restore the locomotive equipment of continuous inductive automatic train stop or train control device to normal condition or to obtain a proceed indication of automatic cab signal device (pick-up) shall be in accordance with specifications of the carrier. [49 FR 3387, Jan. 26, 1984] Sec. 236.563 Delay time. Delay time of automatic train stop or train control system shall not exceed 8 seconds and the spacing of signals to meet the requirements of Sec. 236.24 shall take into consideration the delay time. Sec. 236.564 Acknowledging time. Acknowledging time of intermittent automatic train-stop device shall be not more than 30 seconds. Sec. 236.565 Provision made for preventing operation of pneumatic brake-applying apparatus by double-heading cock; requirement. Where provision is made for preventing the operation of the pneumatic brake-applying appartus of an automatic train stop or train control device when the double-heading cock is placed in double-heading position, the automatic train stop or train control device shall not be cut out before communication is closed between the engineman's automatic brake valve and the brake pipe, when operating double-heading cock toward double-heading position. Sec. 236.566 Locomotive of each train operating in train stop, train control or cab signal territory; equipped. The locomotive from which brakes are controlled, of each train operating in automatic train stop, train control, or cab signal territory shall be equipped with apparatus responsive to the roadway equipment installed on all or any part of the route traversed, and such apparatus shall be in operative condition. Sec. 236.567 Restrictions imposed when device fails and/or is cut out en route. Where an automatic train stop, train control, or cab signal device fails and/or is cut out enroute, train may proceed at restricted speed or if an automatic block signal system is in operation according to signal indication but not to exceed medium speed, to the next available point of communication where report must be made to a designated officer. Where no automatic block signal system is in use train shall be permitted to proceed at restricted speed or where automatic block signal system is in operation according to signal indication but not to exceed medium speed to a point where absolute block can be established. Where an absolute block is established in advance of the train on which the [[Page 522]] device is inoperative train may proceed at not to exceed 79 miles per hour. Sec. 236.568 Difference between speeds authorized by roadway signal and cab signal; action required. If for any reason a cab signal authorizes a speed different from that authorized by a roadway signal, when a train enters the block governed by such roadway signal, the lower speed shall not be exceeded. Inspection and Tests; Roadway Sec. 236.576 Roadway element. Roadway elements, except track circuits, including those for test purposes, shall be gaged monthly for height and alinement, and shall be tested at least every 6 months. Sec. 236.577 Test, acknowledgement, and cut-in circuits. Test, acknowledgement, and cut-in circuits shall be tested at least once every twelve months. [49 FR 3387, Jan. 26, 1984] Inspection and Tests; Locomotive Sec. 236.586 Daily or after trip test. (a) Except where tests prescribed by Sec. 236.588 are performed at intervals of not more than 2 months, each locomotive equipped with an automatic cab signal or train stop or train control device operating in equipped territory shall be inspected for damage to the equipment and tested at least once each calendar day or within 24 hours before departure upon each trip. (b) Each equipped locomotive shall be tested to determine the locomotive equipment is responsive to the wayside equipment and shall be cycled to determine the device functions as intended. (c) Each locomotive equipped with intermittent inductive automatic train stop or non-coded continuous inductive automatic train stop or non-coded continuous inductive automatic train control device shall be tested to determine that the pickup of the device is within specified limits. [49 FR 3387, Jan. 26, 1984] Sec. 236.587 Departure test. (a) The automatic train stop, train control, or cab signal apparatus on each locomotive, except a locomotive or a multiple-unit car equipped with mechanical trip stop, shall be tested using one of the following methods: (1) Operation over track elements; (2) Operation over test circuit; (3) Use of portable test equipment; or (4) Use of onboard test device. (b) The test shall be made on departure of the locomotive from its initial terminal unless that apparatus will be cut out between the initial terminal and the equipped territory. If the apparatus is cut out between the initial terminal and the equipped territory the test shall be made prior to entering equipped territory. (c) If a locomotive makes more than one trip in any 24-hour period, only one departure test is required in such 24-hour period. (d)(1) Whoever performs the test shall certify in writing that such test was properly performed. The certification and the test results shall be posted in the cab of the locomotive and a copy of the certification and test results left at the test location for filing in the office of the supervisory official having jurisdiction. (2) If it is impractical to leave a copy of the certification and test results at the location f the test, the test results shall be transmitted to either (i) the dispatcher or (ii) one other designated individual at each location, who shall keep a written record of the test results and the name of the person performing the test. These records shall be retained for at least 92 days. [49 FR 3387, Jan. 26, 1984, as amended at 53 FR 37313, Sept. 26, 1988] Effective Date Note: At 49 FR 3387, Jan. 26, 1984, Sec. 236.587 was revised. This section contains information collection and recordkeeping requirements and will not become effective until approval has been given by the Office of Management and Budget. Sec. 236.588 Periodic test. Except as provided in Sec. 236.586, periodic test of the automatic train stop, train control, or cab signal apparatus shall be made at least once every 92 [[Page 523]] days, and on multiple-unit cars as specified by the carrier, subject to approval by the FRA. [49 FR 3387, Jan. 26, 1984] Sec. 236.589 Relays. (a) Each relay shall be removed from service, subjected to thorough test, necessary repairs and adjustments made, and shall not be replaced in service unless its operating characteristics are in accordance with the limits within which such relay is designed to operate, as follows: (1) Master or primary relays of torque type depending on spring tension to return contacts to deenergized position in noncoded continuous inductive automatic train stop or train control system, at least once every two years; and (2) All other relays, at least once every six years. (b) [Reserved] [49 FR 3387, Jan. 26, 1984] Sec. 236.590 Pneumatic apparatus. Automatic train stop, train control, or cab signal pneumatic apparatus shall be inspected, cleaned, and the results of such inspection recorded as provided by Sec. 229.29(a). When a locomotive with automatic train stop, train control, or cab signal pneumatic apparatus receives out-of-use credit pursuant to Sec. 229.33, the automatic train stop, train control, or cab signal apparatus shall be tested in accordance with Sec. 236.588 prior to the locomotive being placed in service. [61 FR 33873, July 1, 1996] Subpart F--Dragging Equipment and Slide Detectors and Other Similar Protective Devices Standards Sec. 236.601 Signals controlled by devices; location. Signals controlled by devices used to provide protection against unusual contingencies, such as landslides, dragging equipment, burned bridges or trestles and washouts shall be located so that stopping distance will be provided between the signal and the point where it is necessary to stop the train. Subpart G--Definitions Sec. 236.700 Definitions. For the purpose of these rules, standards, and instructions, the following definitions will apply. Sec. 236.701 Application, brake; full service. An application of the brakes resulting from a continuous or a split reduction in brake pipe pressure at a service rate until maximum brake cylinder pressure is developed. As applied to an automatic or electro- pneumatic brake with speed governor control, an application other than emergency which develops the maximum brake cylinder pressure, as determined by the design of the brake equipment for the speed at which the train is operating. Sec. 236.702 Arm, semaphore. The part of a semaphore signal displaying an aspect. It consists of a blade fastened to a spectacle. Sec. 236.703 Aspect. The appearance of a roadway signal conveying an indication as viewed from the direction of an approaching train; the appearance of a cab signal conveying an indication as viewed by an observer in the cab. Sec. 236.704 [Reserved] Sec. 236.705 Bar, locking. A bar in an interlocking machine to which the locking dogs are attached. Sec. 236.706 Bed, locking. That part of an interlocking machine that contains or holds the tappets, locking bars, crosslocking, dogs and other apparatus used to interlock the levers. Sec. 236.707 Blade, semaphore. The extended part of a semaphore arm which shows the position of the arm. [[Page 524]] Sec. 236.708 Block. A length of track of defined limits, the use of which by trains is governed by block signals, cab signals, or both. Sec. 236.709 Block, absolute. A block in which no train is permitted to enter while it is occupied by another train. Sec. 236.710 Block, latch. The lower extremity of a latch rod which engages with a square shoulder of the segment or quadrant to hold the lever in position. Sec. 236.711 Bond, rail joint. A metallic connection attached to adjoining rails to insure electrical conductivity. Sec. 236.712 Brake pipe. A pipe running from the engineman's brake valve through the train, used for the transmission of air under pressure to charge and actuate the automatic brake equipment and charge the reservoirs of the electro- pneumatic brake equipment on each vehicle of the train. Sec. 236.713 Bridge, movable. That section of a structure bridging a navigable waterway so designed that it may be displaced to permit passage of traffic on the waterway. Sec. 236.714 Cab. The compartment of a locomotive from which the propelling power and power brakes of the train are manually controlled. Secs. 236.715-236.716 [Reserved] Sec. 236.717 Characteristics, operating. The measure of electrical values at which electrical or electronic apparatus operate (e.g., drop-away, pick-up, maximum and minimum current, and working value). [49 FR 3387, Jan. 26, 1984] Sec. 236.718 Chart, dog. A diagrammatic representation of the mechanical locking of an interlocking machine, used as a working plan in making up, assembling and fitting the locking. Sec. 236.719 Circuit, acknowledgment. A circuit consisting of wire or other conducting material installed between the track rails at each signal in territory where an automatic train stop system or cab signal system of the continuous inductive type with 2-indication cab signals is in service, to enforce acknowledgement by the engineman at each signal displaying an aspect requiring a stop. Sec. 236.720 Circuit, common return. A term applied where one wire is used for the return of more than one electric circuit. Sec. 236.721 Circuit, control. An electrical circuit between a source of electric energy and a device which it operates. Sec. 236.722 Circuit, cut-in. A roadway circuit at the entrance to automatic train stop, train control or cab signal territory by means of which locomotive equipment of the continuous inductive type is actuated so as to be in operative condition. Sec. 236.723 Circuit, double wire; line. An electric circuit not employing a common return wire; a circuit formed by individual wires throughout. Sec. 236.724 Circuit, shunt fouling. The track circuit in the fouling section of a turnout, connected in multiple with the track circuit in the main track. Sec. 236.725 Circuit, switch shunting. A shunting circuit which is closed through contacts of a switch circuit controller. Sec. 236.726 Circuit, track. An electrical circuit of which the rails of the track form a part. Sec. 236.727 Circuit, track; coded. A track circuit in which the energy is varied or interrupted periodically. Sec. 236.728 Circuit, trap. A term applied to a circuit used where it is desirable to provide a track [[Page 525]] circuit but where it is impracticable to maintain a track circuit. Sec. 236.729 Cock, double heading. A manually operated valve by means of which the control of brake operation is transferred to the leading locomotive. Sec. 236.730 Coil, receiver. Concentric layers of insulated wire wound around the core of a receiver of an automatic train stop, train control or cab signal device on a locomotive. Sec. 236.731 Controller, circuit. A device for opening and closing electric circuits. Sec. 236.732 Controller, circuit; switch. A device for opening and closing electric circuits, operated by a rod connected to a switch, derail or movable-point frog. Sec. 236.733 Current, foreign. A term applied to stray electric currents which may affect a signaling system, but which are not a part of the system. Sec. 236.734 Current of traffic. The movement of trains on a specified track in a designated direction. Sec. 236.735 Current, leakage. A stray electric current of relatively small value which flows through or across the surface of insulation when a voltage is impressed across the insulation. Sec. 236.736 Cut-section. A location other than a signal location where two adjoining track circuits end within a block. Sec. 236.737 Cut-section, relayed. A cut-section where the energy for one track circuit is supplied through front contacts or through front and polar contacts of the track relay for the adjoining track circuit. Sec. 236.738 Detector, point. A circuit controller which is part of the switch operating mechanism and operated by a rod connected to a switch, derail or movable point frog to indicate that the point is within a specified distance of the stock rail. Sec. 236.739 Device, acknowledging. A manually operated electric switch or pneumatic valve by means of which, on a locomotive equipped with an automatic train stop or train control device, an automatic brake application can be forestalled, or by means of which, on a locomotive equipped with an automatic cab signal device, the sounding of the cab indicator can be silenced. Sec. 236.740 Device, reset. A device whereby the brakes may be released after an automatic train control brake application. Sec. 236.741 Distance, stopping. The maximum distance on any portion of any railroad which any train operating on such portion of railroad at its maximum authorized speed, will travel during a full service application of the brakes, between the point where such application is initiated and the point where the train comes to a stop. Sec. 236.742 Dog, locking. A steel block attached to a locking bar or tappet of an interlocking machine, by means of which locking between levers is accomplished. Sec. 236.743 Dog, swing. A locking dog mounted in such a manner that it is free to rotate on a trunnion which is riveted to a locking bar. Cross Reference: Element, contact. See receiver, Sec. 236.788. Sec. 236.744 Element, roadway. That portion of the roadway apparatus of automatic train stop, train control, or cab signal system, such as electric circuit, inductor, or trip arm to which the locomotive apparatus of such system is directly responsive. [49 FR 3387, Jan. 26, 1984] Sec. 236.745 Face, locking. The locking surface of a locking dog, tappet or cross locking of an interlocking machine. [[Page 526]] Sec. 236.746 Feature, restoring. An arrangement on an electro-pneumatic switch by means of which power is applied to restore the switch movement to full normal or to full reverse position, before the driving bar creeps sufficiently to unlock the switch, with control level in normal or reverse position. [49 FR 3388, Jan. 26, 1984] Sec. 236.747 Forestall. As applied to an automatic train stop or train control device, to prevent an automatic brake application by operation of an acknowledging device or by manual control of the speed of the train. Sec. 236.748 [Reserved] Sec. 236.749 Indication. The information conveyed by the aspect of a signal. Cross Reference: Inductor, see Sec. 236.744. Sec. 236.750 Interlocking, automatic. An arrangement of signals, with or without other signal appliances, which functions through the exercise of inherent powers as distinguished from those whose functions are controlled manually, and which are so interconnected by means of electric circuits that their movements must succeed each other in proper sequence, train movements over all routes being governed by signal indication. Sec. 236.751 Interlocking, manual. An arrangement of signals and signal appliances operated from an interlocking machine and so interconnected by means of mechanical and/or electric locking that their movements must succeed each other in proper sequence, train movements over all routes being governed by signal indication. Sec. 236.752 Joint, rail, insulated. A joint in which electrical insulation is provided between adjoining rails. Sec. 236.753 Limits, interlocking. The tracks between the opposing home signals of an interlocking. Sec. 236.754 Line, open wire. An overhead wire line consisting of single conductors as opposed to multiple-conductor cables. Sec. 236.755 Link, rocker. That portion of an interlocking machine which transmits motion between the latch and the universal link. Sec. 236.756 Lock, bolt. A mechanical lock so arranged that if a switch, derail or movable- point frog is not in the proper position for a train movement, the signal governing that movement cannot display an aspect to proceed; and that will prevent a movement of the switch, derail or movable-point frog unless the signal displays its most restrictive aspect. Sec. 236.757 Lock, electric. A device to prevent or restrict the movement of a lever, a switch or a movable bridge, unless the locking member is withdrawn by an electrical device, such as an electromagnet, solenoid or motor. Sec. 236.758 Lock, electric, forced drop. An electric lock in which the locking member is mechanically forced down to the locked position. Sec. 236.759 Lock, facing point. A mechanical lock for a switch, derail, or movable-point frog, comprising a plunger stand and a plunger which engages a lock rod attached to the switch point to lock the operated unit. Sec. 236.760 Locking, approach. Electric locking effective while a train is approaching, within a specified distance, a signal displaying an aspect to proceed, and which prevents, until after the expiration of a predetermined time interval after such signal has been caused to display its most restrictive aspect, the movement of any interlocked or electrically locked switch, movable-point frog, or derail in the route governed by the signal, and which prevents an aspect to proceed from being displayed for any conflicting route. [[Page 527]] Sec. 236.761 Locking, electric. The combination of one or more electric locks and controlling circuits by means of which levers of an interlocking machine, or switches or other units operated in connection with signaling and interlocking, are secured against operation under certain conditions. Sec. 236.762 Locking, indication. Electric locking which prevents manipulation of levers that would result in an unsafe condition for a train movement if a signal, switch, or other operative unit fails to make a movement corresponding to that of its controlling lever, or which directly prevents the operation of a signal, switch, or other operative unit, in case another unit which should operate first fails to make the required movement. Sec. 236.763 Locking, latch operated. The mechanical locking of an interlocking machine which is actuated by means of the lever latch. Sec. 236.764 Locking, lever operated. The mechanical locking of an interlocking machine which is actuated by means of the lever. Sec. 236.765 Locking, mechanical. An arrangement of locking bars, dogs, tappets, cross locking and other apparatus by means of which interlocking is effected between the levers of an interlocking machine and so interconnected that their movements must succeed each other in a predetermined order. Sec. 236.766 Locking, movable bridge. The rail locks, bridge locks, bolt locks, circuit controllers, and electric locks used in providing interlocking protection at a movable bridge. Sec. 236.767 Locking, route. Electric locking, effective when a train passes a signal displaying an aspect for it to proceed, which prevents the movement of any switch, movable-point frog, or derail in advance of the train within the route entered. It may be so arranged that as a train clears a track section of the route, the locking affecting that section is released. Sec. 236.768 Locking, time. A method of locking, either mechanical or electrical, which, after a signal has been caused to display an aspect to proceed, prevents, until after the expiration of a predetermined time interval after such signal has been caused to display its most restrictive aspect, the operation of any interlocked or electrically locked switch, movable-point frog, or derail in the route governed by that signal, and which prevents an aspect to proceed from being displayed for any conflicting route. Sec. 236.769 Locking, traffic. Electric locking which prevents the manipulation of levers or other devices for changing the direction of traffic on a section of track while that section is occupied or while a signal displays an aspect for a movement to proceed into that section. Sec. 236.770 Locomotive. A self-propelled unit of equipment which can be used in train service. Sec. 236.771 Machine, control. An assemblage of manually operated devices for controlling the functions of a traffic control system; it may include a track diagram with indication lights. Sec. 236.772 Machine, interlocking. An assemblage of manually operated levers or other devices for the control of signals, switches or other units. Cross Reference: Magnet, track, see Sec. 236.744. Sec. 236.773 Movements, conflicting. Movements over conflicting routes. Sec. 236.774 Movement, facing. The movement of a train over the points of a switch which face in a direction opposite to that in which the train is moving. Sec. 236.775 Movement, switch-and-lock. A device, the complete operation of which performs the three functions of unlocking, operating and locking a switch, movable-point frog or derail. [[Page 528]] Sec. 236.776 Movement, trailing. The movement of a train over the points of a switch which face in the direction in which the train is moving. Sec. 236.777 Operator, control. An employee assigned to operate the control machine of a traffic control system. Sec. 236.778 Piece, driving. A crank secured to a locking shaft by means of which horizontal movement is imparted to a longitudinal locking bar. Sec. 236.779 Plate, top. A metal plate secured to a locking bracket to prevent the cross locking from being forced out of the bracket. Sec. 236.780 Plunger, facing point lock. That part of a facing point lock which secures the lock rod to the plunger stand when the switch is locked. Sec. 236.781 [Reserved] Sec. 236.782 Point, controlled. A location where signals and/or other functions of a traffic control system are controlled from the control machine. Sec. 236.783 Point, stop-indication. As applied to an automatic train stop or train control system without the use of roadway signals, a point where a signal displaying an aspect requiring a stop would be located. Sec. 236.784 Position, deenergized. The position assumed by the moving member of an electromagnetic device when the device is deprived of its operating current. Sec. 236.785 Position, false restrictive. A position of a semaphore arm that is more restrictive than it should be. Sec. 236.786 Principle, closed circuit. The principle of circuit design where a normally energized electric circuit which, on being interrupted or deenergized, will cause the controlled function to assume its most restrictive condition. Sec. 236.787 Protection, cross. An arrangement to prevent the improper operation of a signal, switch, movable-point frog, or derail as the result of a cross in electrical circuits. Cross Reference: Ramp, see Sec. 236.744. Sec. 236.788 Receiver. A device on a locomotive, so placed that it is in position to be influenced inductively or actuated by an automatic train stop, train control or cab signal roadway element. Sec. 236.789 Relay, timing. A relay which will not close its front contacts or open its back contacts, or both, until the expiration of a definite time intervals after the relay has been energized. Sec. 236.790 Release, time. A device used to prevent the operation of an operative unit until after the expiration of a predetermined time interval after the device has been actuated. Sec. 236.791 Release, value. The electrical value at which the movable member of an electromagnetic device will move to its deenergized portion. Sec. 236.792 Reservoir, equalizing. An air reservoir connected with and adding volume to the top portion of the equalizing piston chamber of the automatic brake valve, to provide uniform service reductions in brake pipe pressure regardless of the length of the train. Cross Reference: Rocker, see Sec. 236.755. Sec. 236.793 Rod, lock. A rod, attached to the front rod or lug of a switch, movable-point frog or derail, through which a locking plunger may extend when the switch points or derail are in the normal or reverse position. [[Page 529]] Sec. 236.794 Rod, up-and-down. A rod used for connecting the semaphore arm to the operating mechanism of a signal. Sec. 236.795 Route. The course or way which is, or is to be, traveled. Sec. 236.796 Routes, conflicting. Two or more routes, opposing, converging or intersecting, over which movements cannot be made simultaneously without possibility of collision. Sec. 236.797 Route, interlocked. A route within interlocking limits. Sec. 236.798 Section, dead. A section of track, either within a track circuit or between two track circuits, the rails of which are not part of a track circuit. Sec. 236.799 Section, fouling. The section of track between the switch points and the clearance point in a turnout. Sec. 236.800 Sheet, locking. A description in tabular form of the locking operations in an interlocking machine. Sec. 236.801 Shoe, latch. The casting by means of which the latch rod and the latch block are held to a lever of a mechanical interlocking machine. Sec. 236.802 Shunt. A by-path in an electrical circuit. Sec. 236.802a Siding. An auxiliary track for meeting or passing trains. Sec. 236.803 Signal, approach. A roadway signal used to govern the approach to another signal and if operative so controlled that its indication furnishes advance information of the indication of the next signal. Sec. 236.804 Signal, block. A roadway signal operated either automatically or manually at the entrance to a block. Sec. 236.805 Signal, cab. A signal located in engineman's compartment or cab, indicating a condition affecting the movement of a train and used in conjunction with interlocking signals and in conjunction with or in lieu of block signals. Sec. 236.806 Signal, home. A roadway signal at the entrance to a route or block to govern trains in entering and using that route or block. Sec. 236.807 Signal, interlocking. A roadway signal which governs movements into or within interlocking limits. Sec. 236.808 Signals, opposing. Roadway signals which govern movements in opposite directions on the same track. Sec. 236.809 Signal, slotted mechanical. A mechanically operated signal with an electromagnetic device inserted in its operating connection to provide a means of controlling the signal electrically, as well as mechanically. Sec. 236.810 Spectacle, semaphore arm. That part of a semaphore arm which holds the roundels and to which the blade is fastened. Sec. 236.811 Speed, medium. A speed not exceeding 40 miles per hour. Sec. 236.812 Speed, restricted. A speed that will permit stopping within one-half the range of vision, but not exceeding 20 miles per hour. [49 FR 3388, Jan. 26, 1984] Sec. 236.813 Speed, slow. A speed not exceeding 20 miles per hour. [[Page 530]] Sec. 236.813a State, most restrictive. The mode of an electric or electronic device that is equivalent to a track relay in its deenergized position. [49 FR 3388, Jan. 26, 1984] Sec. 236.814 Station, control. The place where the control machine of a traffic control system is located. Sec. 236.815 Stop. As applied to mechanical locking, a device secured to a locking bar to limit its movement. Sec. 236.816 Superiority of trains. The precedence conferred upon one train over other trains by train order or by reason of its class or the direction of its movement. Sec. 236.817 Switch, electro-pneumatic. A switch operated by an electro-pneumatic switch-and-lock movement. Sec. 236.818 Switch, facing point. A switch, the points of which face traffic approaching in the direction for which the track is signaled. Sec. 236.819 Switch, hand operated. A non-interlocked switch which can only be operated manually. Sec. 236.820 Switch, interlocked. A switch within the interlocking limits the control of which is interlocked with other functions of the interlocking. Sec. 236.820a Switch, power-operated. A switch operated by an electrically, hydraulically, or pneumatically driven switch-and-lock movement. [49 FR 3388, Jan. 26, 1984] Sec. 236.821 Switch, sectionalizing. A switch for disconnecting a section of a power line from the source of energy. Sec. 236.822 Switch, spring. A switch equipped with a spring device which forces the points to their original position after being trailed through and holds them under spring compression. Sec. 236.823 Switch, trailing point. A switch, the points of which face away from traffic approaching in the direction for which the track is signaled. Sec. 236.824 System, automatic block signal. A block signal system wherein the use of each block is governed by an automatic block signal, cab signal, or both. Sec. 236.825 System, automatic train control. A system so arranged that its operation will automatically result in the following: (a) A full service application of the brakes which will continue either until the train is brought to a stop, or, under control of the engineman, its speed is reduced to a predetermined rate. (b) When operating under a speed restriction, an application of the brakes when the speed of the train exceeds the predetermined rate and which will continue until the speed is reduced to that rate. Sec. 236.826 System, automatic train stop. A system so arranged that its operation will automatically result in the application of the brakes until the train has been brought to a stop. Sec. 236.827 System, block signal. A method of governing the movement of trains into or within one or more blocks by block signals or cab signals. Sec. 236.828 System, traffic control. A block signal system under which train movements are authorized by block signals whose indications supersede the superiority of trains for both opposing and following movements on the same track. Sec. 236.829 Terminal, initial. The starting point of a locomotive for a trip. Sec. 236.830 Time, acknowledging. As applied to an intermittent automatic train stop system, a predetermined time within which an automatic [[Page 531]] brake application may be forestalled by means of the acknowledging device. Sec. 236.831 Time, delay. As applied to an automatic train stop or train control system, the time which elapses after the onboard apparatus detects a more restrictive indication until the brakes start to apply. [49 FR 3388, Jan. 26, 1984] Sec. 236.831a Track, main. A track, other than auxiliary track, extending through yards and between stations, upon which trains are operated by timetable or train orders, or both, or the use of which is governed by block signals. Sec. 236.832 Train. A locomotive or more than one locomotive coupled, with or without cars. Sec. 236.833 Train, opposing. A train, the movement of which is in a direction opposite to and toward another train on the same track. Sec. 236.834 Trip. A movement of a locomotive over all or any portion of automatic train stop, train control or cab signal territory between the terminals for that locomotive; a movement in one direction. Cross Reference: Trip-arm, see Sec. 236.744. Sec. 236.835 Trunking. A casing used to protect electrical conductors. Sec. 236.836 Trunnion. A cylindrical projection supporting a revolving part. Sec. 236.837 Valve, electro-pneumatic. A valve electrically operated which, when operated, will permit or prevent passage of air. Sec. 236.838 Wire, shunt. A wire forming part of a shunt circuit. Appendix A to Part 236--Civil Penalties \1\ ------------------------------------------------------------------------ Willful Section Violation violation ------------------------------------------------------------------------ Subpart A--Rules and Instructions--All Systems ------------------------------------------------------------------------ General: 236.0 Applicability, minimum requirements..... $2,500 $5,000 236.1 Plans, where kept....................... 1,000 2,000 236.2 Grounds................................. 1,000 2,000 236.3 Locking of signal apparatus housings: (a) Power interlocking machine cabinet not 2,500 5,000 secured against unauthorized entry....... (b) other violations...................... 1,000 2,000 236.4 Interference with normal functioning of 5,000 7,500 device....................................... 236.5 Design of control circuits on closed 1,000 2,000 circuit principle............................ 236.6 Hand-operated switch equipped with 1,000 2,000 switch circuit controller.................... 236.7 Circuit controller operated by switch- 1,000 2,000 and-lock movement............................ 236.8 Operating characteristics of electro- 1,000 2,000 magnetic, electronic, or electrical apparatus 236.9 Selection of circuits through indicating 1,000 2,000 or annunciating instruments.................. 236.10 Electric locks, force drop type; where 1,000 2,000 required..................................... 236.11 Adjustment, repair, or replacement of 2,500 5,000 component.................................... 236.12 Spring switch signal protection; where 1,000 2,000 required..................................... 236.13 Spring switch; selection of signal 1,000 2,000 control circuits through circuit controller.. 236.14 Spring switch signal protection; 1,000 2,000 requirements................................. 236.15 Timetable instructions................. 1,000 2,000 236.16 Electric lock, main track releasing circuit: (a) Electric lock releasing circuit on 2,500 5,000 main track extends into fouling circuit where turnout not equipped with derail at clearance point either pipe-connected to switch or independently locked, electrically............................. (b) other violations...................... 1,000 2,000 236.17 Pipe for operating connections, 1,000 2,000 requirements Roadway Signals and Cab Signals-- 236.21 Location of roadway signals............ 1,000 2,000 236.22 Semaphore signal arm; clearance to 1,000 2,000 other objects................................ 236.23 Aspects and indications................ 1,000 2,000 236.24 Spacing of roadway signals............. 2,500 5,000 [[Page 532]] 236.26 Buffing device, maintenance............ 1,000 2,000 Track Circuits-- 236.51 Track circuit requirements: (a) Shunt fouling circuit used where 2,500 5,000 permissible speed through turnout greater than 45 m.p.h............................ (b) Track relay not in de-energized 2,500 5,000 position or device that functions as track relay not in its most restrictive state when train, locomotive, or car occupies any part of track circuit, except fouling section of turnout of hand- operated main-track crossover............ (c) other violations...................... 1,000 2,000 236.52 Relayed cut-section.................... 1,000 2,000 236.53 Track circuit feed at grade crossing... 1,000 2,000 236.54 Minimum length of track circuit........ 1,000 2,000 236.55 Dead section; maximum length........... 1,000 2,000 236.56 Shunting sensitivity................... 2,500 5,000 236.57 Shunt and fouling wires: (a) Shunt or fouling wires do not consist 2,500 5,000 of at least two discrete conductors...... (b) other violations...................... 1,000 2,000 236.58 Turnout, fouling section: (a) Rail joint in shunt fouling section 2,500 5,000 not bonded............................... (b) other violations...................... 1,000 2,000 236.59 Insulated rail joints.................. 1,000 2,000 236.60 Switch shunting circuit; use restricted 2,500 5,000 Wires and Cables-- 236.71 Signal wires on pole line and aerial 1,000 2,000 cable........................................ 236.73 Open-wire transmission line; clearance 1,000 2,000 to other circuits............................ 236.74 Protection of insulated wire; splice in 1,000 2,000 underground wire............................. 236.76 Tagging of wires and interference of 1,000 2,000 wires or tags with signal apparatus.......... Inspections and Tests; All Systems-- 236.101 Purpose of inspection and tests; 2,500 5,000 removal from service or relay or device failing to meet test requirements............ 236.102 Semaphore or search-light signal 1,000 2,000 mechanism.................................... 236.103 Switch circuit controller or point 1,000 2,000 detector..................................... 236.104 Shunt fouling circuit................. 1,000 2,000 236.105 Electric lock......................... 1,000 2,000 236.106 Relays................................ 1,000 2,000 236.107 Ground tests.......................... 1,000 2,000 236.108 Insulation resistance tests, wires in trunking and cables: (a) Circuit permitted to function on a 2,500 5,000 conductor having insulation resistance value less than 200,000 ohms............. (b) other violations...................... 1,000 2,000 236.109 Time releases, timing relays and 1,000 2,000 timing devices............................... 236.110 Results of tests...................... 1,000 2,000 ----------------------------------------------- Subpart B--Automatic Block Signal Systems ------------------------------------------------------------------------ 236.201 Track circuit control of signals...... 1,000 2,000 236.202 Signal governing movements over hand- 1,000 2,000 operated switch.............................. 236.203 Hand-operated crossover between main 1,000 2,000 tracks; protection........................... 236.204 Track signaled for movements in both 1,000 2,000 directions, requirements..................... 236.205 Signal control circuits; requirements. 1,000 2,000 236.206 Battery or power supply with respect 1,000 2,000 to relay; location........................... ----------------------------------------------- Subpart C--Interlocking ------------------------------------------------------------------------ 236.207 Electric lock on hand-operated switch; control: (a) Approach or time locking of electric 2,500 5,000 lock on hand-operated switch can be defeated by unauthorized use of emergency device which is not kept sealed in the non-release position..................... (b) other violations...................... 1,000 2,000 236.301 Where signals shall be provided....... 1,000 2,000 236.302 Track circuits and route locking...... 1,000 2,000 236.303 Control circuits for signals, 1,000 2,000 selection through circuit controller operated by switch points or by switch locking mechanism.................................... 236.304 Mechanical locking or same protection 1,000 2,000 effected by circuits......................... 236.305 Approach or time locking.............. 1,000 2,000 236.306 Facing point lock or switch-and-lock 1,000 2,000 movement..................................... 236.307 Indication locking: 236.308 Mechanical or electric locking or 1,000 2,000 electric circuits; requisites................ 236.309 Loss of shunt protection; where required: (a) Loss of shunt of five seconds or less 2,500 5,000 permits release of route locking of power- operated switch, movable point frog, or derail................................... (b) Other violations...................... 1,000 2,000 236.310 Signal governing approach to home 1,000 2,000 signal....................................... [[Page 533]] 236.311 Signal control circuits, selection 1,000 2,000 through track relays or devices functioning as track relays and through signal mechanism contacts and time releases at automatic interlocking................................. 236.312 Movable bridge, interlocking of signal appliances with bridge devices: (a) Emergency bypass switch or device not 2,500 5,000 locked or sealed......................... (b) other violations...................... 1,000 2,000 236.314 Electric lock for hand-operated switch or derail: (a) Approach or time locking of electric 2,500 5,000 lock at hand-operated switch or derail can be defeated by unauthorized use of emergency device which is not kept sealed in non-release position.................. (b) other violations...................... 1,000 2,000 Rules and Instructions-- 236.326 Mechanical locking removed or 1,000 2,000 disarranged; requirement for permitting train movements through interlocking............... 236.327 Switch, movable-point frog or split- 1,000 2,000 point derail................................. 236.328 Plunger of facing-point............... 1,000 2,000 236.329 Bolt lock............................. 1,000 2,000 236.330 Locking dog of switch and lock 1,000 2,000 movement..................................... 236.334 Point detector........................ 1,000 2,000 236.335 Dogs, stops and trunnions of 1,000 2,000 mechanical locking........................... 236.336 Locking bed........................... 1,000 2,000 236.337 Locking faces of mechanical locking; 1,000 2,000 fit.......................................... 236.338 Mechanical locking required in 1,000 2,000 accordance with locking sheet and dog chart.. 236.339 Mechanical locking; maintenance 1,000 2,000 requirements................................. 236.340 Electromechanical interlocking 1,000 2,000 machine; locking between electrical and mechanical levers............................ 236.341 Latch shoes, rocker links, and 1,000 2,000 quadrants.................................... 236.342 Switch circuit controller............. 1,000 2,000 Inspection and Tests-- 236.376 Mechanical locking.................... 1,000 2,000 236.377 Approach locking...................... 1,000 2,000 236.378 Time locking.......................... 1,000 2,000 236.379 Route locking......................... 1,000 2,000 236.380 Indication locking.................... 1,000 2,000 236.381 Traffic locking....................... 1,000 2,000 236.382 Switch obstruction test............... 1,000 2,000 236.383 Valve locks, valves, and valve magnets 1,000 2,000 236.384 Cross protection 236.386 Restoring feature on power switches 236.387 Movable bridge locking................ 1,000 2,000 ----------------------------------------------- Subpart D--Traffic Control Systems Standards ------------------------------------------------------------------------ 236.401 Automatic block signal system and interlocking standards applicable to traffic control systems: 236.402 Signals controlled by track circuits 1,000 2,000 and control operator......................... 236.403 Signals at controlled point........... 1,000 2,000 236.404 Signals at adjacent control points.... 1,000 2,000 236.405 Track signaled for movements in both 1,000 2,000 directions, change of direction of traffic... 236.407 Approach or time locking; where 1,000 2,000 required..................................... 236.408 Route locking......................... 1,000 2,000 236.410 Locking, hand-operated switch; requirements: (a) Hand-operated switch on main track not 2,500 5,000 electrically or mechanically locked in normal position where signal not provided to govern movement to main track, movements made at speeds in excess of 20 m.p.h., and train or engine movements may clear main track......................... (b) Hand-operated switch on signaled 2,500 5,000 siding not electrically or mechanically locked in normal position where signal not provided to govern movements to signaled siding, train movements made at speeds in excess of 30 m.p.h., and train or engine movements may clear signaled siding................................... (c) Approach or time locking of electric 2,500 5,000 lock at hand-operated switch can be defeated by use of emergency release device of electric lock which is not kept sealed in non-release position........... (d) other violations...................... 1,000 2,000 Rules and Instructions-- 236.426 Interlocking rules and instructions 1,000 2,000 applicable to traffic control systems........ 236.476 Interlocking inspections and tests 1,000 2,000 applicable to traffic control systems........ ----------------------------------------------- Subpart E--Automatic Train Stop, Train Control and Cab Signal Systems Standards ------------------------------------------------------------------------ 236.501 Forestalling device and speed control. 1,000 2,000 236.502 Automatic brake application, 1,000 2,000 initiation by restrictive block conditions stopping distance in advance................. 236.503 Automatic brake application; 1,000 2,000 initiation when predetermined rate of speed exceeded..................................... 236.504 Operations interconnected with 1,000 2,000 automatic block-signal system................ [[Page 534]] 236.505 Proper operative relation between 1,000 2,000 parts along roadway and parts on locomotive.. 236.506 Release of brakes after automatic 1,000 2,000 application.................................. 236.507 Brake application; full service....... 1,000 2,000 236.508 Interference with application of 1,000 2,000 brakes by means of brake valve............... 236.509 Two or more locomotives coupled....... 1,000 2,000 236.511 Cab signals controlled in accordance 1,000 2,000 with block conditions stopping distance in advance...................................... 236.512 Cab signal indication when locomotive 1,000 2,000 enters blocks................................ 236.513 Audible indicator..................... 1,000 2,000 236.514 Interconnection of cab signal system 1,000 2,000 with roadway signal system................... 236.515 Visibility of cab signals............. 1,000 2,000 236.516 Power supply.......................... 1,000 2,000 Rules and Instructions; Roadway-- 236.526 Roadway element not functioning 2,500 5,000 properly..................................... 236.527 Roadway element insulation resistance. 1,000 2,000 236.528 Restrictive condition resulting from 1,000 2,000 open hand-operated switch; requirement....... 236.529 Roadway element inductor; height and 1,000 2,000 distance from rail........................... 236.531 Trip arm; height and distance from 1,000 2,000 rail......................................... 236.532 Strap iron inductor; use restricted... 1,000 2,000 236.534 Rate of pressure reduction; equalizing 1,000 2,000 reservoir or brake pipe...................... 236.551 Power supply voltage.................. 1,000 2,000 236.552 Insulation resistance................. 1,000 2,000 236.553 Seal, where required.................. 2,500 5,000 236.554 Rate of pressure reduction; equalizing 1,000 2,000 reservoir or brake pipe...................... 236.555 Repaired or rewound receiver coil..... 1,000 2,000 236.556 Adjustment of relay................... 1,000 2,000 236.557 Receiver; location with respect to 1,000 2,000 rail......................................... 236.560 Contact element, mechanical trip type; 1,000 2,000 location with respect to rail................ 236.562 Minimum rail current required......... 1,000 2,000 236.563 Delay time............................ 1,000 2,000 236.564 Acknowledging time.................... 1,000 2,000 236.565 Provision made for preventing 1,000 2,000 operation of pneumatic brake-applying apparatus by double-heading clock; requirement.................................. 236.566 Locomotive of each train operating in 5,000 7,500 train stop, train control or cab signal territory; equipped.......................... 236.567 Restrictions imposed when device fails and/or is cut out en route: (a) Report not made to designated officer 5,000 7,500 at next available point of communication after automatic train stop, train control, or cab signal device fails and/ or is cut en route....................... (b) Train permitted to proceed at speed 5,000 7,500 exceeding 79 m.p.h. where automatic train stop, train control, or cab signal device fails and/or is cut out en route when absolute block established in advance of train on which device is inoperative..... (c) other violations...................... 1,000 2,000 236.568 Difference between speeds authorized 1,000 2,000 by roadway signal and cab signal; action..... Inspection and Tests; Roadway-- 236.576 Roadway element....................... 1,000 2,000 236.577 Test, acknowledgement, and cut-in 1,000 2,000 circuits..................................... Inspection and Tests; Locomotive-- 236.586 Daily or after trip test.............. 2,500 5,000 236.587 Departure test: (a) Test of automatic train stop, train 5,000 7,500 control, or cab signal apparatus on locomotive not made on departure of locomotive from initial terminal if equipment on locomotive not cut out between initial terminal and equipped territory................................ (b) Test of automatic train stop, train 5,000 7,500 control, or cab signal apparatus on locomotive not made immediately on entering equipped territory, if equipment on locomotive cut out between initial terminal and equipped territory.......... (c) Automatic train stop, train control, 5,000 7,500 or cab signal apparatus on locomotive making more than one trip within 24-hour period not given departure test within corresponding 24-hour period............. (d) other violations...................... 2,500 5,000 236.588 Periodic test......................... 2,500 5,000 236.589 Relays................................ 2,500 5,000 236.590 Pneumatic apparatus: (a) Automatic train stop, train control, 2,500 5,000 or cab signal apparatus not inspected and cleaned at least once every 736 days..... (b) other violations...................... 1,000 2,000 ----------------------------------------------- Subpart F--Dragging Equipment and Slide Detectors and Other Similar Protective Devices; Standards ------------------------------------------------------------------------ 236.601 Signals controlled by devices; 1,000 2,000 location..................................... ------------------------------------------------------------------------ \1\ A penalty may be assessed against an individual only for a willful violation. The Administrator reserves the right to assess a penalty of up to $22,000 for any violation where circumstances warrant. See 49 CFR part 209, appendix A. [53 FR 52936, Dec. 29, 1988, as amended at 63 FR 11624, Mar. 10, 1998] [[Page 535]]
Copyright Notice
© 1996 - 2024. Unless otherwise noted, the contents of http://trains.rockycrater.org
are copyrighted to A.J. Kleipass. All rights are reserved. Reuse without permission is forbidden. Downloadable material, including but not limited to maps and posters,
are intended for personal, non-commercial use to aid in model railroad design and construction only.
Visitor #0 since December 29, 2016 (when all counters were reset). :: Last Modified: 19-Jun-2004 at 17:31 UTC :: Page was generated in 0.000322 seconds.